SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 101–150 of 205 matching (names starting with M)Source: SEC Company Information About Active Broker-Dealers
- MESIROW FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00828816 · IL
- METHUSELAH CAPITAL LLCActive Broker-Dealers · SEC file No. 00869327 · UT
- METLIFE INVESTMENTS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869857 · NJ
- METLIFE INVESTORS DISTRIBUTION COMPANYActive Broker-Dealers · SEC file No. 00853064 · NY
- METRIC FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00846684 · GA
- METRIC POINT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869901 · TX
- METRONOME SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868947 · IL
- METROPOLITAN CAPITAL INVESTMENT BANC, INC.Active Broker-Dealers · SEC file No. 00868075 · IL
- MEZZO, INC.Active Broker-Dealers · SEC file No. 00871449 · GA
- MFD DISTRIBUTOR, LLCActive Broker-Dealers · SEC file No. 00850894 · WI
- MFG SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871425 · GA
- MFR SECURITIES, INC.Active Broker-Dealers · SEC file No. 00847186 · FL
- MFS FUND DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00845321 · MA
- MGI FUNDS DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00846960 · ME
- MGO SECURITIES CORP.Active Broker-Dealers · SEC file No. 00847814 · OH
- MICROVENTURE MARKETPLACE INC.Active Broker-Dealers · SEC file No. 00868458 · TX
- MID ATLANTIC CLEARING & SETTLEMENT CORPORATIONActive Broker-Dealers · SEC file No. 00847758 · MA
- MIDAS SECURITIES GROUP, INC.Active Broker-Dealers · SEC file No. 00829751 · NH
- MIDDLE MARKET TRANSACTIONS, INC.Active Broker-Dealers · SEC file No. 00866675 · IL
- MIDDLEGATE SECURITIES INC.Active Broker-Dealers · SEC file No. 00839031 · NY
- MIDDLEMARCH SECURITIES LLCActive Broker-Dealers · SEC file No. 00869758 · CT
- MIDLAND SECURITIES, LTDActive Broker-Dealers · SEC file No. 00840685 · TX
- MIDWESTERN SECURITIES TRADING COMPANY, LLCActive Broker-Dealers · SEC file No. 00852074 · IL
- MILESTONE INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00851664 · NC
- MILLBURN RIDGEFIELD LLCActive Broker-Dealers · SEC file No. 00868078 · NY
- MILLENNIUM ADVISORS, LLCActive Broker-Dealers · SEC file No. 00868349 · NC
- MILLIMAN INVESTMENT MANAGEMENT SERVICES LLCActive Broker-Dealers · SEC file No. 00870078 · IL
- MINISTRY PARTNERS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868628 · CA
- MINT BROKERSActive Broker-Dealers · SEC file No. 00829616 · NY
- MIRAE ASSET SECURITIES (USA) INC.Active Broker-Dealers · SEC file No. 00845034 · NY
- MIRUS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00844085 · MA
- MISCHLER FINANCIAL GROUP, INC.Active Broker-Dealers · SEC file No. 00848067 · CA
- MIT ASSOCIATES, LLCActive Broker-Dealers · SEC file No. 00865386 · CA
- MITCHELL ENERGY ADVISORS, LLCActive Broker-Dealers · SEC file No. 00866878 · TX
- MIURA CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867793 · FL
- MIZUHO MARKETS AMERICAS LLCActive Broker-Dealers · SEC file No. 00870594 · NY
- MIZUHO SECURITIES CANADA INC.Active Broker-Dealers · SEC file No. 00870287 · NY
- MIZUHO SECURITIES USA LLCActive Broker-Dealers · SEC file No. 00837710 · NY
- MJ CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00868316 · CA
- MM ASCEND LIFE INVESTOR SERVICES, LLCActive Broker-Dealers · SEC file No. 00847309 · OH
- MM GLOBAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00811988 · NY
- MMA SECURITIES LLCActive Broker-Dealers · SEC file No. 00850591 · NY
- MMC SECURITIES LLCActive Broker-Dealers · SEC file No. 00852349 · NY
- MML DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00848203 · MA
- MML INVESTORS SERVICES, LLCActive Broker-Dealers · SEC file No. 00827250 · MA
- MML STRATEGIC DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00869322 · MA
- MMM SECURITIES LLCActive Broker-Dealers · SEC file No. 00870865 · NY
- MODERN CAPITAL SECURITIES INC.Active Broker-Dealers · SEC file No. 00866403 · NC
- MODERN PRIVATE EQUITY PARTNERS, LLCActive Broker-Dealers · SEC file No. 00871116 · TN
- MOELIS & COMPANY LLCActive Broker-Dealers · SEC file No. 00867705 · NY