SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 107 matching (names starting with L)Source: SEC Company Information About Active Broker-Dealers
- L. B. FISHER & COMPANYActive Broker-Dealers · SEC file No. 00821023 · TX
- L. S. Y., INC.Active Broker-Dealers · SEC file No. 00817613 · CA
- L.J. HART AND COMPANYActive Broker-Dealers · SEC file No. 00843976 · MO
- L.O. THOMAS & CO. INC.Active Broker-Dealers · SEC file No. 00840875 · NJ
- LA HONDA ADVISORS LLCActive Broker-Dealers · SEC file No. 00869130 · CA
- LADENBURG THALMANN & CO. INC.Active Broker-Dealers · SEC file No. 00817230 · NY
- LAFISE SECURITIES LLCActive Broker-Dealers · SEC file No. 00853506 · FL
- LAGOON ADVISORY PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870655 · MN
- LAIDLAW & COMPANY (UK) LTD.Active Broker-Dealers · SEC file No. 00853731 · NY
- LAKE STREET CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00869101 · MN
- LAKESHORE SECURITIES, L.P.Active Broker-Dealers · SEC file No. 00828820 · IL
- LAM SECURITIES INVESTMENTSActive Broker-Dealers · SEC file No. 00834937 · CA
- LAMBERSON CAPITAL LLCActive Broker-Dealers · SEC file No. 00869698 · IL
- LAMPERT CAPITAL MARKETS INC.Active Broker-Dealers · SEC file No. 00852234 · NY
- LAMPOST CAPITAL, L.C.Active Broker-Dealers · SEC file No. 00850382 · FL
- LANARK FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00835870 · AL
- LANDAAS & COMPANY, LLCActive Broker-Dealers · SEC file No. 00851826 · WI
- LANDOLT SECURITIES, INC.Active Broker-Dealers · SEC file No. 00843645 · IL
- LARGO TRADING, L.P.Active Broker-Dealers · SEC file No. 00867047 · PA
- LARIMER CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00836594 · CO
- LARRAINVIAL SECURITIES US LLCActive Broker-Dealers · SEC file No. 00868452 · NY
- LARSON FINANCIAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868456 · MO
- LAS OLAS CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870155 · FL
- LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00868856 · IL
- LASALLE ST SECURITIES, L.L.C.Active Broker-Dealers · SEC file No. 00818860 · IL
- LATIN SECURITIES INC.Active Broker-Dealers · SEC file No. 00869086 · FL
- Latour Trading LLCActive Broker-Dealers · SEC file No. 00868304 · NY
- LAYER 7 SECURITIES LLCActive Broker-Dealers · SEC file No. 00871467 · NY
- LAZARD ASSET MANAGEMENT SECURITIES LLCActive Broker-Dealers · SEC file No. 00866201 · NY
- LAZARD FRERES & CO. LLCActive Broker-Dealers · SEC file No. 00802595 · NY
- LAZEAR CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870203 · OH
- LBMZ SECURITIES, INC.Active Broker-Dealers · SEC file No. 00823266 · IL
- LCG Capital Advisors, LLCActive Broker-Dealers · SEC file No. 00866213 · FL
- LCT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00868620 · TX
- LEBENTHAL FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00867140 · NY
- LEC INVESTMENT CORP.Active Broker-Dealers · SEC file No. 00841695 · AL
- LEDGER CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00869983 · NY
- LEERINK PARTNERS LLCActive Broker-Dealers · SEC file No. 00848535 · MA
- LEGACY CAPITAL FUND, INC.Active Broker-Dealers · SEC file No. 00848568 · LA
- LEGIONNAIRE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870130 · IL
- LEIGH BALDWIN & CO., LLCActive Broker-Dealers · SEC file No. 00848385 · NY
- LEMLEY, YARLING & CO.Active Broker-Dealers · SEC file No. 00836305 · KY
- LENOX FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00847204 · IL
- LEO BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00853487 · TX
- LEONIS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869797 · NY
- LESKO SECURITIES INCActive Broker-Dealers · SEC file No. 00826408 · NY
- LETSGOTRADE, INC.Active Broker-Dealers · SEC file No. 00852511 · PR
- LEVEL FOUR FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00841965 · TX
- LEVEL MARKETS, LLCActive Broker-Dealers · SEC file No. 00869476 · MA
- LEXINGTON PARK CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00868925 · FL