SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 51–100 of 107 matching (names starting with L)Source: SEC Company Information About Active Broker-Dealers
- LFT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870015 · OH
- LGA CAPITAL CRE, LLCActive Broker-Dealers · SEC file No. 00869715 · MD
- LIBERTY ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00831505 · NY
- LIBERTY CAPITAL INVESTMENT CORPORATIONActive Broker-Dealers · SEC file No. 00842051 · OR
- LIBUCKI & CO., LLCActive Broker-Dealers · SEC file No. 00865563 · NJ
- LIDO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871291 · TX
- LIEBLONG & ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00849880 · AR
- LIFEMARK SECURITIES CORP.Active Broker-Dealers · SEC file No. 00833478 · NY
- LIFESCI CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869305 · NY
- LIGHT HORSE SECURITIES, INCActive Broker-Dealers · SEC file No. 00865270 · NY
- LIGHTHOUSE CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00869350 · CA
- LIGHTSPEED FINANCIAL SERVICES GROUP LLCActive Broker-Dealers · SEC file No. 00852843 · NJ
- LIME TRADING CORPActive Broker-Dealers · SEC file No. 00827061 · NY
- LINCOLN DOUGLAS INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00868728 · OH
- LINCOLN FINANCIAL DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00813431 · PA
- LINCOLN INTERNATIONAL LLCActive Broker-Dealers · SEC file No. 00849671 · IL
- LINCOLN INVESTMENT PLANNING, LLCActive Broker-Dealers · SEC file No. 00814354 · PA
- LINDEN THOMAS AND COMPANY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870026 · NC
- LINK SECURITIES LLCActive Broker-Dealers · SEC file No. 00867641 · AZ
- LINQTO CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870775 · NY
- LIONTREE ADVISORS LLCActive Broker-Dealers · SEC file No. 00869097 · NY
- LIQUIDITY.IO, LLCActive Broker-Dealers · SEC file No. 00870000 · FL
- LIQUIDLY IAS, LLCActive Broker-Dealers · SEC file No. 00870270 · NY
- LIQUIDNET, INC.Active Broker-Dealers · SEC file No. 00852461 · NY
- LIQUIFI360 LLCActive Broker-Dealers · SEC file No. 00871332 · MO
- LIVERMORE TRADING GROUP, INC.Active Broker-Dealers · SEC file No. 00845248 · NY
- LIVINGFREE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871055 · IL
- LIVINGSTON SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867901 · NY
- LLOYDS SECURITIES INC.Active Broker-Dealers · SEC file No. 00868647 · NY
- LMV CAPITAL CORP.Active Broker-Dealers · SEC file No. 00868061 · NY
- LOCKEBRIDGE PARTNERS, INC.Active Broker-Dealers · SEC file No. 00867533 · MA
- LOCKTON INVESTMENT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867090 · KS
- LOCKTON RE CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870988 · NY
- LOCKWOOD SECURITIES LLCActive Broker-Dealers · SEC file No. 00869388 · NY
- LOCORR DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00849568 · MN
- LOCUST WALK SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868771 · MA
- LODAS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870676 · KS
- LOEWEN, ONDAATJE, MCCUTCHEON USA, LLCActive Broker-Dealers · SEC file No. 00846604 · NJ
- LOGAN, KEVIN CHRISTOPHERActive Broker-Dealers · SEC file No. 00848995 · CA
- LOMBARD SECURITIES INCORPORATEDActive Broker-Dealers · SEC file No. 00843340 · MD
- LONG BRIDGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870711 · TX
- LONGSHIP ALTERNATIVE ASSET MANAGEMENTActive Broker-Dealers · SEC file No. 00865914 · NY
- LOOMIS SAYLES DISTRIBUTORS, L.P.Active Broker-Dealers · SEC file No. 00849575 · MA
- LOOP CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00850140 · IL
- LORD ABBETT DISTRIBUTOR LLCActive Broker-Dealers · SEC file No. 00800216 · NJ
- LPL ENTERPRISE, LLCActive Broker-Dealers · SEC file No. 00826037 · SC
- LPL FINANCIAL LLCActive Broker-Dealers · SEC file No. 00817668 · SC
- LPS CAPITAL LLCActive Broker-Dealers · SEC file No. 00868706 · NY
- LRB PUBLIC FINANCE ADVISORS, INC.Active Broker-Dealers · SEC file No. 00848547 · UT
- LS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870104 · NJ