Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- H.C.WAINWRIGHT & CO., LLCActive Broker-Dealers · SEC file No. 00843115 · NY
- HALLIDAY FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00845529 · NY
- HAMILTON CAVANAUGH INVESTMENT BROKERS, INC.Active Broker-Dealers · SEC file No. 00846982 · NY
- HAMILTON EXECUTIONS LLCActive Broker-Dealers · SEC file No. 00866025 · NY
- HANDELSBANKEN MARKETS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00848279 · NY
- HASTINGS CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00867517 · NY
- HAZARD & SIEGEL, INC.Active Broker-Dealers · SEC file No. 00813942 · NY
- HEALTHCARE COMMUNITY SECURITIES CORP.Active Broker-Dealers · SEC file No. 00846981 · NY
- HEDGEMARK SECURITIES LLCActive Broker-Dealers · SEC file No. 00869106 · NY
- HENLEY & COMPANY LLCActive Broker-Dealers · SEC file No. 00866463 · NY
- HEROLD & LANTERN INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00845285 · NY
- HIDDEN ROAD PARTNERS CIV US LLCActive Broker-Dealers · SEC file No. 00871259 · NY
- HIGHWOOD SECURITIES LLCActive Broker-Dealers · SEC file No. 00870561 · NY
- HODES WEILL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866518 · NY
- HOLD BROTHERS CAPITAL LLCActive Broker-Dealers · SEC file No. 00868404 · NY
- HORANG SECURITIES, LLCActive Broker-Dealers · SEC file No. 00816608 · NY
- HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLCActive Broker-Dealers · SEC file No. 00869523 · NY
- HPS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870910 · NY
- HRC FUND ASSOCIATES, LLCActive Broker-Dealers · SEC file No. 00867496 · NY
- HRT EXECUTION SERVICES LLCActive Broker-Dealers · SEC file No. 00866143 · NY
- HRT FINANCIAL LPActive Broker-Dealers · SEC file No. 00868430 · NY
- HUATAI SECURITIES (USA), INC.Active Broker-Dealers · SEC file No. 00870231 · NY
- HUDSON HERITAGE CAPITAL MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00850648 · NY
- HUDSON HOUSING SECURITIES LLCActive Broker-Dealers · SEC file No. 00852348 · NY
- HUNNICUTT & CO. LLCActive Broker-Dealers · SEC file No. 00838327 · NY