Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- HALO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869655 · IL
- HARBOR FUNDS DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00853339 · IL
- HARRIS ASSOCIATES SECURITIES LLCActive Broker-Dealers · SEC file No. 00819988 · IL
- HEADLANDS TECHNOLOGIES SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869969 · IL
- HEITMAN SECURITIES LLCActive Broker-Dealers · SEC file No. 00829393 · IL
- HIGHTOWER SECURITIES, LLCActive Broker-Dealers · SEC file No. 00853560 · IL
- HILCO CORPORATE FINANCE, LLCActive Broker-Dealers · SEC file No. 00869699 · IL
- HMP CAPITAL, LLCActive Broker-Dealers · SEC file No. 00871088 · IL
- HORACE MANN INVESTORS, INC.Active Broker-Dealers · SEC file No. 00806082 · IL
- HOULIHAN CAPITAL, LLCActive Broker-Dealers · SEC file No. 00868762 · IL
- HOVDE GROUP, LLCActive Broker-Dealers · SEC file No. 00841597 · IL
- HSBC SECURITIES (USA) INC.Active Broker-Dealers · SEC file No. 00841562 · IL
- HURON TRANSACTION ADVISORY LLCActive Broker-Dealers · SEC file No. 00869237 · IL