Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- G.W. SHERWOLD ASSOCIATES, INCActive Broker-Dealers · SEC file No. 00849740 · CA
- GALT FINANCIAL GROUP, INC.Active Broker-Dealers · SEC file No. 00867863 · CA
- GCMI SECURITIES CORP.Active Broker-Dealers · SEC file No. 00867225 · CA
- GERWIN GROUP, INC.Active Broker-Dealers · SEC file No. 00840282 · CA
- GILMARTIN FINANCIAL LLCActive Broker-Dealers · SEC file No. 00870713 · CA
- GLENDALE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00865604 · CA
- GLOBALINK SECURITIES, INC.Active Broker-Dealers · SEC file No. 00844509 · CA
- GLOBALIST CAPITAL, LLCActive Broker-Dealers · SEC file No. 00868478 · CA
- GP BULLHOUND INC.Active Broker-Dealers · SEC file No. 00867930 · CA
- GREAT PACIFIC SECURITIESActive Broker-Dealers · SEC file No. 00844398 · CA
- GREENBRIER DIVERSIFIED, INC.Active Broker-Dealers · SEC file No. 00836266 · CA
- GREIF & CO.Active Broker-Dealers · SEC file No. 00844862 · CA
- GRIFFIN CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00847891 · CA
- GRIFFINEST ASIA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866571 · CA
- GROWTH PARTNERS, INC.Active Broker-Dealers · SEC file No. 00851124 · CA
- GROWTHPOINT TECHNOLOGY PARTNERS, LLCActive Broker-Dealers · SEC file No. 00867086 · CA
- GT SECURITIES, INC.Active Broker-Dealers · SEC file No. 00853527 · CA
- GUSTO BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00871305 · CA