SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 51–100 of 139 matching (names starting with G)Source: SEC Company Information About Active Broker-Dealers
- GLADSTONE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866052 · VA
- GLASFUNDS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871237 · OH
- GLAUCON CAPITAL PARTNERS, L.L.C.Active Broker-Dealers · SEC file No. 00852257 · FL
- GLC SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868557 · NY
- GLEN EAGLE WEALTH, LLCActive Broker-Dealers · SEC file No. 00865678 · NJ
- GLENDALE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00865604 · CA
- GLMX TECHNOLOGIES, LLCActive Broker-Dealers · SEC file No. 00869987 · NY
- GLOBAL ALLIANCE SECURITIES LLCActive Broker-Dealers · SEC file No. 00869244 · SC
- GLOBAL ATLANTIC DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00825027 · CT
- GLOBAL BROKERAGE SERVICES, INC.Active Broker-Dealers · SEC file No. 00847763 · MD
- GLOBAL CARRY LLCActive Broker-Dealers · SEC file No. 00871263 · NY
- GLOBAL EXECUTION BROKERS, LPActive Broker-Dealers · SEC file No. 00865878 · PA
- GLOBAL FINANCIAL SERVICES, L.L.C.Active Broker-Dealers · SEC file No. 00846866 · TX
- GLOBAL FRONTERA MARKETS INC.Active Broker-Dealers · SEC file No. 00867668 · NY
- GLOBAL LEISURE PARTNERS, LLCActive Broker-Dealers · SEC file No. 00866837 · FL
- GLOBAL OAK CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00865829 · SC
- GLOBAL PACIFIC SECURITIES US, INC.Active Broker-Dealers · SEC file No. 00870370 · NY
- GLOBAL81 US LLCActive Broker-Dealers · SEC file No. 00871440 · NY
- GLOBALINK SECURITIES, INC.Active Broker-Dealers · SEC file No. 00844509 · CA
- GLOBALIST CAPITAL, LLCActive Broker-Dealers · SEC file No. 00868478 · CA
- GLOBETECH SECURITIES LLCActive Broker-Dealers · SEC file No. 00870531 · NY
- GLP INVESTMENT SERVICES, LLCActive Broker-Dealers · SEC file No. 00841868 · MI
- GM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868655 · WI
- GOLD STREET CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869727 · NY
- GOLDEN EAGLE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00837788 · NY
- GOLDEN GATE GLOBAL FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00870903 · IL
- GOLDMAN SACHS & CO. LLCActive Broker-Dealers · SEC file No. 00800129 · UT
- GOLDMAN SACHS FINANCIAL MARKETS, L.P.Active Broker-Dealers · SEC file No. 00851753 · UT
- GOLF HOST SECURITIES, INC.Active Broker-Dealers · SEC file No. 00818181 · FL
- GOODBODY SECURITIES INCActive Broker-Dealers · SEC file No. 00866955 · NY
- GOODGAME ADVISORS LLCActive Broker-Dealers · SEC file No. 00871299 · NV
- GORDIAN GROUP, LLCActive Broker-Dealers · SEC file No. 00840861 · NY
- GORDON DYAL & CO., LLCActive Broker-Dealers · SEC file No. 00869791 · NY
- GORDON, HASKETT CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00833944 · NY
- GORMAN JONES SECURITIES LLCActive Broker-Dealers · SEC file No. 00871490 · TN
- GP BULLHOUND INC.Active Broker-Dealers · SEC file No. 00867930 · CA
- GP NURMENKARI INC.Active Broker-Dealers · SEC file No. 00868538 · CT
- GPP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869832 · CT
- GPWA, LLCActive Broker-Dealers · SEC file No. 00869413 · TN
- GQR SECURITIES LLCActive Broker-Dealers · SEC file No. 00870305 · CT
- GRADIENT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866032 · MN
- GRAFINE CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00870410 · NY
- GRAMERCY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00824767 · RI
- GRANDFUND INVESTMENT GROUP, LLCActive Broker-Dealers · SEC file No. 00867545 · NV
- GRANT WILLIAMS L.P.Active Broker-Dealers · SEC file No. 00851249 · PA
- GRAY OAK CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870014 · CT
- GRAYSCALE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870437 · CT
- GRB FINANCIAL LLCActive Broker-Dealers · SEC file No. 00866345 · TX
- GREAT AMERICAN INVESTORS, INC.Active Broker-Dealers · SEC file No. 00844380 · KS
- GREAT PACIFIC SECURITIESActive Broker-Dealers · SEC file No. 00844398 · CA