SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
Showing 1–50 of 167 matching (names starting with F)Source: SEC Company Information About Active Broker-Dealers
- FAIRMOUNT PARTNERS LPActive Broker-Dealers · SEC file No. 00867839 · PA
- FAIRPORT CAPITAL, INC.Active Broker-Dealers · SEC file No. 00832162 · AZ
- FAIRVIEW SECURITIES, INC.Active Broker-Dealers · SEC file No. 00846868 · CT
- FAITHSTONE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871251 · NV
- FALCON SQUARE CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869147 · NC
- FALLBROOK CAPITAL SECURITIES CORP.Active Broker-Dealers · SEC file No. 00852068 · CA
- FALLS BRIDGE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870247 · PA
- FAP USA, L.P.Active Broker-Dealers · SEC file No. 00867758 · NY
- FAR HILLS GROUP, LLC.Active Broker-Dealers · SEC file No. 00845675 · NY
- FARKAS CAPITAL LLCActive Broker-Dealers · SEC file No. 00870921 · FL
- FARMERS FINANCIAL SOLUTIONS, LLCActive Broker-Dealers · SEC file No. 00852361 · CA
- FARTHER SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871457 · NY
- FARVAHAR CAPITAL LLCActive Broker-Dealers · SEC file No. 00869692 · FL
- FAS CORP.Active Broker-Dealers · SEC file No. 00850307 · KS
- FAST EXECUTION SERVICES LLCActive Broker-Dealers · SEC file No. 00870471 · IL
- FAVORPOINT CAPITAL LLCActive Broker-Dealers · SEC file No. 00871360 · AZ
- FB SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871300 · NY
- FBL MARKETING SERVICES, LLCActive Broker-Dealers · SEC file No. 00815855 · IA
- FBN SECURITIES, INC.Active Broker-Dealers · SEC file No. 00830461 · NY
- FCA CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00870970 · CO
- FCF SECURITIES AND DERIVATIVES LLCActive Broker-Dealers · SEC file No. 00868831 · IL
- FDX CAPITAL LLCActive Broker-Dealers · SEC file No. 00865170 · NY
- FE CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00870796 · NY
- FEARNLEY SECURITIES, INCActive Broker-Dealers · SEC file No. 00869566 · NY
- FEDERATED SECURITIES CORP.Active Broker-Dealers · SEC file No. 00815561 · PA
- FEDERATED SECURITIES, INC.Active Broker-Dealers · SEC file No. 00815644 · NY
- FEF DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00851483 · NY
- FELDSTEIN FINANCIAL GROUP, LLCActive Broker-Dealers · SEC file No. 00853388 · NJ
- FELTL & COMPANYActive Broker-Dealers · SEC file No. 00818435 · MN
- FENCHURCH PARTNERS LPActive Broker-Dealers · SEC file No. 00870977 · NY
- FENIMORE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00852854 · NY
- FENIX SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868988 · NY
- FENNEBRESQUE & CO., LLCActive Broker-Dealers · SEC file No. 00867857 · NC
- FENNEL FINANCIALS LLCActive Broker-Dealers · SEC file No. 00870779 · CA
- FERGHANA SECURITIES, INC.Active Broker-Dealers · SEC file No. 00850270 · NY
- FERRETTI GROUP, INC.Active Broker-Dealers · SEC file No. 00851895 · NY
- FG CAPITAL LCActive Broker-Dealers · SEC file No. 00865777 · MO
- FGC SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868897 · NY
- FHN FINANCIAL SECURITIES CORP.Active Broker-Dealers · SEC file No. 00851393 · TN
- FIDELITY & GUARANTY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870916 · IA
- FIDELITY BROKERAGE SERVICES LLCActive Broker-Dealers · SEC file No. 00823292 · TX
- FIDELITY DISTRIBUTORS COMPANY LLCActive Broker-Dealers · SEC file No. 00835097 · TX
- FIDELITY PRIME FINANCING, LLCActive Broker-Dealers · SEC file No. 00870261 · MA
- FIDUS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866656 · NC
- FIDX MARKETS LLCActive Broker-Dealers · SEC file No. 00870981 · PA
- FIFTH THIRD SECURITIES, INC.Active Broker-Dealers · SEC file No. 00802428 · OH
- FIFTH WALL SECURITIES, LPActive Broker-Dealers · SEC file No. 00871188 · GA
- FIGURE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00870478 · CA
- FIMCO SECURITIES GROUP, INC.Active Broker-Dealers · SEC file No. 00844863 · WI
- FIN2, LLCActive Broker-Dealers · SEC file No. 00870818 · NY