Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- FROST BROKERAGE SERVICES, INC.Active Broker-Dealers · SEC file No. 00835285 · TX
- FS INVESTMENT SOLUTIONS, LLCActive Broker-Dealers · SEC file No. 00867718 · PA
- FSB PREMIER WEALTH MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00844865 · IA
- FT GLOBAL CAPITAL, INC.Active Broker-Dealers · SEC file No. 00867375 · FL
- FTI CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00865587 · DC
- FTP SECURITIES LLCActive Broker-Dealers · SEC file No. 00866218 · CA
- FULCRUM CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00868731 · TX
- FULL COURT CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00871131 · NJ
- FUND INVESTORS, INC.Active Broker-Dealers · SEC file No. 00838186 · PA
- FUNDAMENTAL INTERACTIONS NEUTRON DIRECT, LLCActive Broker-Dealers · SEC file No. 00870940 · NY
- FUNDAMENTAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870974 · FL
- FUNDMENT LLCActive Broker-Dealers · SEC file No. 00871302
- FUNDS DISTRIBUTOR, LLCActive Broker-Dealers · SEC file No. 00820518 · ME
- FUSEFI CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867294 · MA
- FUSION PARTNERS GLOBAL LLCActive Broker-Dealers · SEC file No. 00870064 · NY
- FUTU CLEARING INCActive Broker-Dealers · SEC file No. 00870215 · TX
- FWS RETIREMENT SERVICES, LLCActive Broker-Dealers · SEC file No. 00868491 · CA