SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 101–150 of 167 matching (names starting with F)Source: SEC Company Information About Active Broker-Dealers
- FMG DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00844258 · CT
- FMI CAPITAL ADVISORS, INC.Active Broker-Dealers · SEC file No. 00866206 · CO
- FMN CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00848082 · CA
- FMSBONDS, INC.Active Broker-Dealers · SEC file No. 00823280 · FL
- FMX EXECUTION, LLCActive Broker-Dealers · SEC file No. 00868606 · NY
- FN REALTY ADVISORS LLCActive Broker-Dealers · SEC file No. 00871086 · NJ
- FNB AMERICA SECURITIES LLCActive Broker-Dealers · SEC file No. 00870589 · PA
- FNBB CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00866553 · AL
- FNC SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869177 · ND
- FOCUS SECURITIES LLCActive Broker-Dealers · SEC file No. 00868273 · VA
- FOCUS STRATEGIES MERCHANT BANKING, LLCActive Broker-Dealers · SEC file No. 00869495 · TX
- FOLGER NOLAN FLEMING DOUGLAS INCORPORATEDActive Broker-Dealers · SEC file No. 00803335 · DC
- FOLIO INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00852009 · VA
- FOLIONET FINANCIAL LLCActive Broker-Dealers · SEC file No. 00869775 · FL
- FOLLA CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870399 · NC
- FON CORPORATE FINANCE LLCActive Broker-Dealers · SEC file No. 00870500 · VA
- FORESIDE DISTRIBUTION SERVICES, L.P.Active Broker-Dealers · SEC file No. 00832480 · ME
- FORESIDE FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00868027 · ME
- FORESIDE FUND SERVICES, LLCActive Broker-Dealers · SEC file No. 00851293 · ME
- FORESIDE FUNDS DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00845467 · ME
- FORESIDE GLOBAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00867903 · ME
- FOREST ROAD SECURITIES BD LLCActive Broker-Dealers · SEC file No. 00867993 · CA
- FORGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00866846 · CA
- FORIS CAPITAL US LLCActive Broker-Dealers · SEC file No. 00869712 · NH
- FOROS SECURITIES LLCActive Broker-Dealers · SEC file No. 00868233 · NY
- FORT GHENT BROKERAGE LLCActive Broker-Dealers · SEC file No. 00869432 · NY
- FORTE SECURITIES LLCActive Broker-Dealers · SEC file No. 00848201 · NY
- FORTREND SECURITIES, INC.Active Broker-Dealers · SEC file No. 00846057 · NV
- FORTRESS CAPITAL FORMATION LLCActive Broker-Dealers · SEC file No. 00868449 · NY
- FORTRESS PRIVATE LEDGER, LLCActive Broker-Dealers · SEC file No. 00870027 · NC
- FORTRESS WEALTH SOLUTIONS LLCActive Broker-Dealers · SEC file No. 00871159 · NY
- FORTUNE FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00849727 · PA
- FORTUNE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00849208 · CA
- FORUM CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00853364 · NY
- FORVIS MAZARS CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00850322 · MO
- FOUNDERS FINANCIAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00867137 · MD
- FOUNDERS M&A ADVISORY, LLCActive Broker-Dealers · SEC file No. 00869638 · AL
- FOUNTAINPLACE SECURITIES PARTNERS LLCActive Broker-Dealers · SEC file No. 00870883 · NC
- FOUR POINTS CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00850162 · NJ
- FOURBRIDGES SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868298 · TN
- FPCG, LLCActive Broker-Dealers · SEC file No. 00865488 · NY
- FR TRADING LLCActive Broker-Dealers · SEC file No. 00870870 · NY
- FRANKLIN DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00853089 · MD
- FREC SECURITIES LLCActive Broker-Dealers · SEC file No. 00870797 · CA
- FRED ALGER & COMPANY, LLCActive Broker-Dealers · SEC file No. 00815900 · NY
- FREDERICKS MICHAEL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00851512 · NY
- FREITAG CAPITAL LLCActive Broker-Dealers · SEC file No. 00870202 · MA
- FRONTCOURT SECURITIES LLCActive Broker-Dealers · SEC file No. 00869764 · FL
- FRONTIER ONE LLCActive Broker-Dealers · SEC file No. 00871243 · IL
- FRONTIER SOLUTIONS, LLCActive Broker-Dealers · SEC file No. 00866972 · VA