SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 51–100 of 167 matching (names starting with F)Source: SEC Company Information About Active Broker-Dealers
- FINALIS SECURITIES LLCActive Broker-Dealers · SEC file No. 00870425 · NY
- FINAMEX INTERNATIONAL, LLCActive Broker-Dealers · SEC file No. 00870333 · TX
- FINANCE OF AMERICA SECURITIES LLCActive Broker-Dealers · SEC file No. 00869803 · MN
- FINANCIAL NORTHEASTERN SECURITIES, LLCActive Broker-Dealers · SEC file No. 00834883 · NJ
- FINANCIAL SECURITY MANAGEMENT, INCORPORATEDActive Broker-Dealers · SEC file No. 00850094 · VA
- FINANCIAL SENSE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00848630 · CA
- FINANCORP GROUP INTERNATIONAL CORPORATIONActive Broker-Dealers · SEC file No. 00845367 · FL
- FINANTIA USA INC.Active Broker-Dealers · SEC file No. 00848578 · FL
- FINPRO CAPITAL ADVISORS, INC.Active Broker-Dealers · SEC file No. 00868864 · NJ
- FIRST ANALYSIS SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00827350 · IL
- FIRST ASSET FINANCIAL INC.Active Broker-Dealers · SEC file No. 00867191 · KS
- FIRST BALLANTYNE, LLCActive Broker-Dealers · SEC file No. 00865792 · NC
- FIRST BANKERS' BANC SECURITIES, INCActive Broker-Dealers · SEC file No. 00831584 · MO
- FIRST BROKERS SECURITIES LLCActive Broker-Dealers · SEC file No. 00843035 · NJ
- FIRST CHICAGO ADVISORS, INC.Active Broker-Dealers · SEC file No. 00867528 · FL
- FIRST CITIZENS CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00849466 · NY
- FIRST CITIZENS INVESTOR SERVICES, INC.Active Broker-Dealers · SEC file No. 00850696 · NC
- FIRST COMMAND BROKERAGE SERVICES, INC.Active Broker-Dealers · SEC file No. 00807072 · TX
- FIRST COMMONWEALTH SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00838520 · GA
- FIRST CRAFT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869006 · MD
- FIRST DALLAS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00841231 · TX
- FIRST DOMINION CAPITAL CORPActive Broker-Dealers · SEC file No. 00833719 · VA
- FIRST FINANCIAL SECURITIES OF AMERICA, INC.Active Broker-Dealers · SEC file No. 00829565 · TX
- FIRST GEORGETOWN SECURITIES, INC.Active Broker-Dealers · SEC file No. 00818390 · VA
- FIRST HEARTLAND CAPITAL, INC.Active Broker-Dealers · SEC file No. 00846008 · MO
- FIRST HILL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869212 · CO
- FIRST HONOLULU SECURITIES, INC.Active Broker-Dealers · SEC file No. 00823919 · HI
- FIRST KENTUCKY SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00822224 · KY
- FIRST LIBERTIES SECURITIES, INC.Active Broker-Dealers · SEC file No. 00830673 · FL
- FIRST MANHATTAN SECURITIES LLCActive Broker-Dealers · SEC file No. 00810438 · NY
- FIRST OMEGA, LLCActive Broker-Dealers · SEC file No. 00870495 · NY
- FIRST PUBLIC, LLCActive Broker-Dealers · SEC file No. 00866105 · TX
- FIRST SECURITIES NORTHWEST, INC.Active Broker-Dealers · SEC file No. 00830977 · OR
- FIRST SOUTHERN, LLCActive Broker-Dealers · SEC file No. 00869733 · PR
- FIRST TRUST PORTFOLIOS L.P.Active Broker-Dealers · SEC file No. 00843843 · IL
- FIRST TRYON SECURITIES, LLCActive Broker-Dealers · SEC file No. 00821426 · NC
- FIRST TURN SECURITIES LLCActive Broker-Dealers · SEC file No. 00871242 · OK
- FIRST WESTERN SECURITIES, INC.Active Broker-Dealers · SEC file No. 00837613 · TX
- FIRSTRADE SECURITIES INC.Active Broker-Dealers · SEC file No. 00834642 · NY
- FIS BROKERAGE & SECURITIES SERVICES LLCActive Broker-Dealers · SEC file No. 00852614 · IL
- FITZGIBBON TOIGO & CO. LLCActive Broker-Dealers · SEC file No. 00865468 · NJ
- FLAGSTAR SECURITIES, INCActive Broker-Dealers · SEC file No. 00852697 · NY
- FLEXTRADE LLCActive Broker-Dealers · SEC file No. 00853309 · NY
- FLI INVESTORS, LLCActive Broker-Dealers · SEC file No. 00839904 · NY
- FLORIDA ATLANTIC SECURITIES CORP.Active Broker-Dealers · SEC file No. 00850205 · FL
- FLOURISH FINANCIAL LLCActive Broker-Dealers · SEC file No. 00870093 · NY
- FLOW TRADERS U.S. INSTITUTIONAL TRADING LLCActive Broker-Dealers · SEC file No. 00869711 · NY
- FLOW TRADERS U.S. LLCActive Broker-Dealers · SEC file No. 00868300 · NY
- FLOWW PRIVATE MARKETS US INC.Active Broker-Dealers · SEC file No. 00871155 · FL
- FM GLOBAL MARKETS INCActive Broker-Dealers · SEC file No. 00869581