Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- E.F. HUTTON & CO. LLCActive Broker-Dealers · SEC file No. 00870957 · NY
- E&J SECURITIES CORP.Active Broker-Dealers · SEC file No. 00847773 · NY
- EARLYBIRDCAPITAL, INC.Active Broker-Dealers · SEC file No. 00843828 · NY
- EAST WIND SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867955 · NY
- EASTGATE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867837 · NY
- EDDID SECURITIES USA INC.Active Broker-Dealers · SEC file No. 00870253 · NY
- EDEN GLOBAL CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00870671 · NY
- EDGEMONT CAPITAL PARTNERS, L.P.Active Broker-Dealers · SEC file No. 00865521 · NY
- EKATS SECURITIES INC.Active Broker-Dealers · SEC file No. 00869810 · NY
- ELEQUIN EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00871504 · NY
- ELEQUIN SECURITIES LLCActive Broker-Dealers · SEC file No. 00870654 · NY
- EM SECURITIES LLCActive Broker-Dealers · SEC file No. 00867997 · NY
- EMPIRE INVESTMENT INC.Active Broker-Dealers · SEC file No. 00833594 · NY
- EMPIRE STATE FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00816309 · NY
- EMPIRICAL RESEARCH PARTNERS LLCActive Broker-Dealers · SEC file No. 00865590 · NY
- ENDEAVOR CAPITAL HOLDINGS GROUP LLCActive Broker-Dealers · SEC file No. 00853696 · NY
- ENTEGRA SECURITIES LLCActive Broker-Dealers · SEC file No. 00871279 · NY
- EP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868297 · NY
- EQUILEND LLCActive Broker-Dealers · SEC file No. 00853738 · NY
- EQUITABLE ADVISORS, LLCActive Broker-Dealers · SEC file No. 00817883 · NY
- EQUITABLE DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00842123 · NY
- EQUITEQ SECURITIES LLCActive Broker-Dealers · SEC file No. 00869767 · NY
- EQUITYZEN SECURITIES LLCActive Broker-Dealers · SEC file No. 00869689 · NY
- ERNST & YOUNG CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00868461 · NY
- ESL INVESTMENT SERVICES, LLCActive Broker-Dealers · SEC file No. 00867195 · NY
- ETICO PARTNERS, LLCActive Broker-Dealers · SEC file No. 00865500 · NY
- ETORO USA SECURITIES INC.Active Broker-Dealers · SEC file No. 00870212 · NY
- EUREKA CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00853569 · NY
- EUROCONSULT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867554 · NY
- EUROLINK SECURITIES LLCActive Broker-Dealers · SEC file No. 00869131 · NY
- EURONEXT MARKET SERVICES LLCActive Broker-Dealers · SEC file No. 00870033 · NY
- EVERCORE GROUP L.L.C.Active Broker-Dealers · SEC file No. 00849830 · NY
- EXOS SECURITIES LLCActive Broker-Dealers · SEC file No. 00870182 · NY