SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 102 matching (names starting with E)Source: SEC Company Information About Active Broker-Dealers
- E. BARNES & COMPANYActive Broker-Dealers · SEC file No. 00833746 · FL
- E. E. POWELL & COMPANY INC.Active Broker-Dealers · SEC file No. 00808193 · PA
- E.F. HUTTON & CO. LLCActive Broker-Dealers · SEC file No. 00870957 · NY
- E&J SECURITIES CORP.Active Broker-Dealers · SEC file No. 00847773 · NY
- EAGLE POINT SECURITIES LLCActive Broker-Dealers · SEC file No. 00871048 · CT
- EARLYBIRDCAPITAL, INC.Active Broker-Dealers · SEC file No. 00843828 · NY
- EAST WEST MARKETS, LLCActive Broker-Dealers · SEC file No. 00867858 · TX
- EAST WIND SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867955 · NY
- EASTDIL SECURED ADVISORS LLCActive Broker-Dealers · SEC file No. 00870367 · CA
- EASTERLY SECURITIES LLCActive Broker-Dealers · SEC file No. 00869661 · MA
- EASTGATE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867837 · NY
- EATON VANCE DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00847939 · MD
- EBH SECURITIES, INC.Active Broker-Dealers · SEC file No. 00847352 · IN
- EBISU SECURITIES INC.Active Broker-Dealers · SEC file No. 00870400 · HI
- ECHELON CAPITALActive Broker-Dealers · SEC file No. 00868705 · CA
- EDDID SECURITIES USA INC.Active Broker-Dealers · SEC file No. 00870253 · NY
- EDEN GLOBAL CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00870671 · NY
- EDG CAPITAL LLCActive Broker-Dealers · SEC file No. 00871103 · UT
- EDGELINE CAPITAL, LLC.Active Broker-Dealers · SEC file No. 00868475 · CA
- EDGEMONT CAPITAL PARTNERS, L.P.Active Broker-Dealers · SEC file No. 00865521 · NY
- EDGEPOINT CAPITAL ADVISORS LLCActive Broker-Dealers · SEC file No. 00867594 · OH
- EDGEWATER CAPITAL, LLCActive Broker-Dealers · SEC file No. 00866184 · CA
- EDWARD D. JONES & CO., L.P.Active Broker-Dealers · SEC file No. 00800759 · MO
- EDWARD WOLFE LLCActive Broker-Dealers · SEC file No. 00870613 · VA
- EFCG TRANSACTION SERVICES LLCActive Broker-Dealers · SEC file No. 00871307 · CO
- EFG CAPITAL INTERNATIONAL CORP.Active Broker-Dealers · SEC file No. 00848969 · FL
- EGRET SECURITIES LLCActive Broker-Dealers · SEC file No. 00871380 · FL
- EGWELE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870521 · IL
- EIG GLOBAL ENERGY PARTNERS CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00869932 · DC
- EKATS SECURITIES INC.Active Broker-Dealers · SEC file No. 00869810 · NY
- ELE WEALTH SOLUTIONS, INC.Active Broker-Dealers · SEC file No. 00848467 · MI
- ELEQUIN EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00871504 · NY
- ELEQUIN SECURITIES LLCActive Broker-Dealers · SEC file No. 00870654 · NY
- ELEVATION, LLCActive Broker-Dealers · SEC file No. 00867306 · NC
- ELM CAPITAL USA LIMITEDActive Broker-Dealers · SEC file No. 00868633
- ELMCORE SECURITIES LLCActive Broker-Dealers · SEC file No. 00868946 · IL
- EM SECURITIES LLCActive Broker-Dealers · SEC file No. 00867997 · NY
- EMERSON EQUITY LLCActive Broker-Dealers · SEC file No. 00866296 · CA
- EMKAP US LLCActive Broker-Dealers · SEC file No. 00871349 · FL
- EMPIRE ASSET MANAGEMENT COMPANYActive Broker-Dealers · SEC file No. 00867520 · NJ
- EMPIRE INVESTMENT INC.Active Broker-Dealers · SEC file No. 00833594 · NY
- EMPIRE STATE FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00816309 · NY
- EMPIRIC DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00853747 · TX
- EMPIRICAL RESEARCH PARTNERS LLCActive Broker-Dealers · SEC file No. 00865590 · NY
- EMPOWER FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00833854 · CO
- ENCLAVE CAPITAL LLCActive Broker-Dealers · SEC file No. 00839592 · FL
- ENCOMPASS MORE INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00870901 · CA
- ENDEAVOR CAPITAL HOLDINGS GROUP LLCActive Broker-Dealers · SEC file No. 00853696 · NY
- ENERECAP PARTNERS, LLCActive Broker-Dealers · SEC file No. 00842622 · GA
- ENERGYNET.COM, LLC.Active Broker-Dealers · SEC file No. 00852109 · TX