SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 51–100 of 102 matching (names starting with E)Source: SEC Company Information About Active Broker-Dealers
- ENGLAND SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866274 · TX
- ENGMANN DOUGLAS JOEActive Broker-Dealers · SEC file No. 00820940 · CA
- ENTEGRA SECURITIES LLCActive Broker-Dealers · SEC file No. 00871279 · NY
- ENTERPRISE EQUITIES, INC.Active Broker-Dealers · SEC file No. 00843068 · MD
- ENTORO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00846630 · TX
- ENVERRA CAPITAL LLCActive Broker-Dealers · SEC file No. 00866198 · DC
- ENVESTNET SECURITIES, INC.Active Broker-Dealers · SEC file No. 00871093 · PA
- ENVOY SECURITIES LLCActive Broker-Dealers · SEC file No. 00871118 · NC
- EP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868297 · NY
- EPIC CAPITAL SECURITIES CORPActive Broker-Dealers · SEC file No. 00869229 · FL
- EQT PARTNERS BD, LLCActive Broker-Dealers · SEC file No. 00870966 · PA
- EQUAPATH CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870693 · FL
- EQUIFINANCIAL LLCActive Broker-Dealers · SEC file No. 00867037 · FL
- EQUILEND LLCActive Broker-Dealers · SEC file No. 00853738 · NY
- EQUITABLE ADVISORS, LLCActive Broker-Dealers · SEC file No. 00817883 · NY
- EQUITABLE DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00842123 · NY
- EQUITEQ SECURITIES LLCActive Broker-Dealers · SEC file No. 00869767 · NY
- EQUITY HILL CAPITAL, LLCActive Broker-Dealers · SEC file No. 00871419 · CT
- EQUITY SERVICES, INC.Active Broker-Dealers · SEC file No. 00814286 · VT
- EQUITY SHIFT, INC.Active Broker-Dealers · SEC file No. 00870550 · NC
- EQUITYBEE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00849621 · CA
- EQUITYZEN SECURITIES LLCActive Broker-Dealers · SEC file No. 00869689 · NY
- EQUUS FINANCIAL CONSULTING LLCActive Broker-Dealers · SEC file No. 00866467 · CT
- ERG SECURITIES (US) LLCActive Broker-Dealers · SEC file No. 00865376 · CT
- ERNST & YOUNG CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00868461 · NY
- ERNST CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868083 · SD
- ERUDITE TRADING LLCActive Broker-Dealers · SEC file No. 00871096 · FL
- ESL INVESTMENT SERVICES, LLCActive Broker-Dealers · SEC file No. 00867195 · NY
- ESSEX SECURITIES LLCActive Broker-Dealers · SEC file No. 00851472 · NJ
- ETC BROKERAGE SERVICES, LLCActive Broker-Dealers · SEC file No. 00867719 · OH
- ETICO PARTNERS, LLCActive Broker-Dealers · SEC file No. 00865500 · NY
- ETORO USA SECURITIES INC.Active Broker-Dealers · SEC file No. 00870212 · NY
- EULAV SECURITIES LLCActive Broker-Dealers · SEC file No. 00868789 · FL
- EUREKA CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00853569 · NY
- EUREKACAP PARTNERS, INC.Active Broker-Dealers · SEC file No. 00867444 · NJ
- EURO-AMERICAN EQUITIES, INC.Active Broker-Dealers · SEC file No. 00842793 · WA
- EUROCONSULT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867554 · NY
- EUROLINK SECURITIES LLCActive Broker-Dealers · SEC file No. 00869131 · NY
- EURONEXT MARKET SERVICES LLCActive Broker-Dealers · SEC file No. 00870033 · NY
- EUROPEAN FAMILY OFFICE INSTITUTE LLC.Active Broker-Dealers · SEC file No. 00869871 · FL
- EUROSCOPE CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870598 · VA
- EVANS FINANCIAL SERVICES GROUP, INC.Active Broker-Dealers · SEC file No. 00871347 · TX
- EVERCORE GROUP L.L.C.Active Broker-Dealers · SEC file No. 00849830 · NY
- EVERGREEN ADVISORS CAPITAL LLCActive Broker-Dealers · SEC file No. 00869143 · MD
- EVERLAKE DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00852029 · IL
- EVOLUTION CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00867110 · WA
- EXCHANGERIGHT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869753 · CA
- EXECUTIVE SERVICES SECURITIES, LLCActive Broker-Dealers · SEC file No. 00841649 · GA
- EXEMPLAR CAPITAL, LLCActive Broker-Dealers · SEC file No. 00868740 · MA
- EXOS SECURITIES LLCActive Broker-Dealers · SEC file No. 00870182 · NY