Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- D. BORAL CAPITAL LLCActive Broker-Dealers · SEC file No. 00852280 · NY
- D.E. SHAW SECURITIES, L.L.C.Active Broker-Dealers · SEC file No. 00840745 · NY
- DABBAH SECURITIES CORP.Active Broker-Dealers · SEC file No. 00842634 · NY
- DAIWA CAPITAL MARKETS AMERICA INC.Active Broker-Dealers · SEC file No. 00812242 · NY
- DAIWA CORPORATE ADVISORY LLCActive Broker-Dealers · SEC file No. 00866273 · NY
- DANSKE MARKETS INC.Active Broker-Dealers · SEC file No. 00853341 · NY
- DAVID LERNER ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00820746 · NY
- DAVIS SECURITIES LLCActive Broker-Dealers · SEC file No. 00867174 · NY
- DBS VICKERS SECURITIES (USA) INC.Active Broker-Dealers · SEC file No. 00846837 · NY
- DEALMAKER SECURITIES LLCActive Broker-Dealers · SEC file No. 00870756 · NY
- DEER ISLE CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867803 · NY
- DELPHOS MMJ L.P.Active Broker-Dealers · SEC file No. 00867083 · NY
- DEMATTEO RESEARCH LLCActive Broker-Dealers · SEC file No. 00850395 · NY
- DEUTSCHE BANK SECURITIES INC.Active Broker-Dealers · SEC file No. 00817822 · NY
- DEVELOPMENT CORPORATION FOR ISRAELActive Broker-Dealers · SEC file No. 00804218 · NY
- DINARI SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871215 · NY
- DINOSAUR FINANCIAL GROUP, L.L.CActive Broker-Dealers · SEC file No. 00852908 · NY
- DISRUPTIVE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870241 · NY
- DNB MARKETS, INC.Active Broker-Dealers · SEC file No. 00866024 · NY
- DOFT & CO., INC.Active Broker-Dealers · SEC file No. 00810048 · NY
- DOMINARI SECURITIES LLCActive Broker-Dealers · SEC file No. 00837105 · NY
- DREXEL HAMILTON, LLCActive Broker-Dealers · SEC file No. 00867576 · NY
- DRIVEWEALTH, LLCActive Broker-Dealers · SEC file No. 00869161 · NY
- DSIL INVESTMENT SERVICES LLCActive Broker-Dealers · SEC file No. 00844763 · NY
- DUB FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00870841 · NY
- DUCERA SECURITIES LLCActive Broker-Dealers · SEC file No. 00869643 · NY
- DWS DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00847765 · NY
- DYNAMEX TRADING, LLCActive Broker-Dealers · SEC file No. 00865999 · NY
- DZ FINANCIAL MARKETS LLCActive Broker-Dealers · SEC file No. 00851687 · NY