Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- DINARI SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871215 · NY
- DINOSAUR FINANCIAL GROUP, L.L.CActive Broker-Dealers · SEC file No. 00852908 · NY
- DIRECT REALTY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00869307 · CA
- DIRECTED SERVICES LLCActive Broker-Dealers · SEC file No. 00839104 · IA
- DIRECTTRADE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870834 · WA
- DISRUPTIVE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870241 · NY
- DISTRIBUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00842106 · ME
- DIVERSIFIED RESOURCES, LLCActive Broker-Dealers · SEC file No. 00845497 · RI
- DLCC PRIMEActive Broker-Dealers · SEC file No. 00870716 · NJ
- DMG SECURITIES,INC.Active Broker-Dealers · SEC file No. 00832235 · VA
- DMK ADVISOR GROUP, INC.Active Broker-Dealers · SEC file No. 00849279 · FL
- DNA SECURITIES LLCActive Broker-Dealers · SEC file No. 00870670 · IL
- DNB MARKETS, INC.Active Broker-Dealers · SEC file No. 00866024 · NY
- DOEREN MAYHEW CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00869931 · TX
- DOFT & CO., INC.Active Broker-Dealers · SEC file No. 00810048 · NY
- DOMINARI SECURITIES LLCActive Broker-Dealers · SEC file No. 00837105 · NY
- DOMINION PARTNERS, L.C.Active Broker-Dealers · SEC file No. 00850074 · VA
- DONNELLY PENMAN & PARTNERS INC.Active Broker-Dealers · SEC file No. 00852909 · MI
- DONOVAN ELIZABETH MActive Broker-Dealers · SEC file No. 00824095 · IL
- DOO FINANCIAL US, INC.Active Broker-Dealers · SEC file No. 00841551 · TX
- DORN & CO., INC.Active Broker-Dealers · SEC file No. 00808707 · MN
- DORSET PEAK SECURITIES LLCActive Broker-Dealers · SEC file No. 00870684 · NJ
- DOUGALL & ASSOCIATES INC.Active Broker-Dealers · SEC file No. 00849806 · IN
- DOUGLAS SCOTT SECURITIES, INC.Active Broker-Dealers · SEC file No. 00848506 · TX
- DOWLING & PARTNERS SECURITIES LLCActive Broker-Dealers · SEC file No. 00835658 · CT
- DRAGONFLY CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00865772 · SC
- DRAKE STAR SECURITIES LLCActive Broker-Dealers · SEC file No. 00866448 · FL
- DREAM STREET SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871039 · CA
- DRESNER INVESTMENT SERVICES, INC.Active Broker-Dealers · SEC file No. 00846575 · IL
- DREXEL HAMILTON, LLCActive Broker-Dealers · SEC file No. 00867576 · NY
- DRIVEWEALTH, LLCActive Broker-Dealers · SEC file No. 00869161 · NY
- DRW EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00870030 · IL
- DRW SECURITIES, L.L.C.Active Broker-Dealers · SEC file No. 00851241 · IL
- DSIL INVESTMENT SERVICES LLCActive Broker-Dealers · SEC file No. 00844763 · NY
- DSP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870170 · PA
- DUB FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00870841 · NY
- DUCERA SECURITIES LLCActive Broker-Dealers · SEC file No. 00869643 · NY
- DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.Active Broker-Dealers · SEC file No. 00828527 · CA
- DUNN RUSH & CO. LLCActive Broker-Dealers · SEC file No. 00868293 · MA
- DUNN SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870398 · FL
- DUPREE & COMPANY, INC.Active Broker-Dealers · SEC file No. 00810938 · KY
- DV EQUITIES, LLCActive Broker-Dealers · SEC file No. 00870659 · IL
- DV SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870393 · IL
- DWM FINANCE LLCActive Broker-Dealers · SEC file No. 00867091 · CT
- DWS DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00847765 · NY
- DYNAMEX TRADING, LLCActive Broker-Dealers · SEC file No. 00865999 · NY
- DYNASTY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868962 · FL
- DZ FINANCIAL MARKETS LLCActive Broker-Dealers · SEC file No. 00851687 · NY