SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 101–150 of 345 matching (names starting with C)Source: SEC Company Information About Active Broker-Dealers
- CCM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00852911 · IL
- CCO CAPITAL, LLCActive Broker-Dealers · SEC file No. 00845375 · AZ
- CCS TRANSACTIONS, LLCActive Broker-Dealers · SEC file No. 00868203 · MN
- CEA ATLANTIC ADVISORS, LLCActive Broker-Dealers · SEC file No. 00865962 · FL
- CEDAR POINT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867704 · MN
- CEIBA FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00870236 · CA
- CELADON FINANCIAL GROUP LLCActive Broker-Dealers · SEC file No. 00847288 · NJ
- CENTAURUS FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00845185 · CA
- CENTENNIAL SECURITIES COMPANY, INC.Active Broker-Dealers · SEC file No. 00823406 · MI
- CENTERBOARD SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868593 · TX
- CENTERLINE CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00871313 · PA
- CENTERPOINT M&A ADVISORS, INC.Active Broker-Dealers · SEC file No. 00867231 · CA
- CENTERVIEW PARTNERS LLCActive Broker-Dealers · SEC file No. 00866774 · NY
- CENTRAL STATES CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00868711 · KS
- CERES SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869637 · IN
- CEROS FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00847955 · MD
- CESTA CAPITAL LLCActive Broker-Dealers · SEC file No. 00871433 · TX
- CETERA ADVISORS LLCActive Broker-Dealers · SEC file No. 00826892 · MN
- CETERA FINANCIAL SPECIALISTS LLCActive Broker-Dealers · SEC file No. 00827082 · IL
- CETERA INVESTMENT SERVICES LLCActive Broker-Dealers · SEC file No. 00831826 · MN
- CETERA WEALTH SERVICES, LLCActive Broker-Dealers · SEC file No. 00829577 · MN
- CEVIDICA SECURITIES GROUP LLCActive Broker-Dealers · SEC file No. 00852878 · NY
- CF SECURED, LLCActive Broker-Dealers · SEC file No. 00869863 · NY
- CFD INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00841727 · IN
- CFS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00851330 · CT
- CG COMPASS (USA) LLCActive Broker-Dealers · SEC file No. 00866263 · NY
- CGA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00845684 · MD
- CGIS SECURITIES LLCActive Broker-Dealers · SEC file No. 00868758 · FL
- CGS INTERNATIONAL SECURITIES USA, INC.Active Broker-Dealers · SEC file No. 00867414 · NY
- CHAFFE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00868433 · LA
- CHAINCE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00827564 · NY
- CHAMPLAIN ADVISORS, LLCActive Broker-Dealers · SEC file No. 00866233 · VI
- CHANDLER DISTRIBUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00871256 · CA
- CHAPIN DAVIS, INC.Active Broker-Dealers · SEC file No. 00843485 · MD
- CHARDAN CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00865277 · NY
- CHARLES RIVER BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00866578 · MA
- CHARLES SCHWAB & CO., INC.Active Broker-Dealers · SEC file No. 00816514 · TX
- CHARLES TOWNE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869505 · SC
- CHATHAM FINANCIAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00853722 · NY
- CHATSWORTH SECURITIES LLCActive Broker-Dealers · SEC file No. 00849199 · CT
- CHAUNER SECURITIES, INC.Active Broker-Dealers · SEC file No. 00833980 · IL
- CHELSEA MORGAN SECURITIES, INC.Active Broker-Dealers · SEC file No. 00851916 · NY
- CHERRY TREE & ASSOCIATES, LLCActive Broker-Dealers · SEC file No. 00853469 · MN
- CHERTOFF CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867707 · DC
- CHESSIECAP SECURITIES, INC.Active Broker-Dealers · SEC file No. 00866565 · MD
- CHESTNUT SECURITIES, INC.Active Broker-Dealers · SEC file No. 00848226 · MA
- CHICAGO ANALYTIC TRADING COMPANY, LLCActive Broker-Dealers · SEC file No. 00853698 · AL
- CHICKASAW SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866173 · TN
- CHILIAN PARTNERS, L.P.Active Broker-Dealers · SEC file No. 00870557 · FL
- CHIMERA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867915 · NY