SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 67 matching (names starting with B)Source: SEC Company Information About Active Broker-Dealers
- BAADER HELVEA INC.Active Broker-Dealers · SEC file No. 00866540 · NY
- BAIRD STRATEGAS LLCActive Broker-Dealers · SEC file No. 00868138 · NY
- BAMBOO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870899 · NY
- BARCLAYS CAPITAL INC.Active Broker-Dealers · SEC file No. 00841342 · NY
- BARNETT & PARTNERS ADVISORS, LLCActive Broker-Dealers · SEC file No. 00866217 · NY
- BARON CAPITAL, INC.Active Broker-Dealers · SEC file No. 00827533 · NY
- BAY CREST PARTNERS, LLCActive Broker-Dealers · SEC file No. 00848931 · NY
- BBVA SECURITIES INC.Active Broker-Dealers · SEC file No. 00842857 · NY
- BC PARTNERS SECURITIES LLCActive Broker-Dealers · SEC file No. 00870308 · NY
- BDA ADVISORS INC.Active Broker-Dealers · SEC file No. 00869049 · NY
- BEACONS STRATEGIC CAPITAL, INC.Active Broker-Dealers · SEC file No. 00841221 · NY
- BEECH HILL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00841389 · NY
- BEEHIVE TRADING, LLCActive Broker-Dealers · SEC file No. 00871168 · NY
- BELL POTTER SECURITIES (US) LLCActive Broker-Dealers · SEC file No. 00869991 · NY
- BELLE HAVEN INVESTMENTS, L.P.Active Broker-Dealers · SEC file No. 00844222 · NY
- BELZBERG CAPITAL LLCActive Broker-Dealers · SEC file No. 00870948 · NY
- BENEDETTO, GARTLAND & COMPANY, INC.Active Broker-Dealers · SEC file No. 00840919 · NY
- BENTALLGREENOAK REAL ESTATE US LLCActive Broker-Dealers · SEC file No. 00868869 · NY
- BERENBERG CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00868821 · NY
- BERENSON & COMPANY, LLCActive Broker-Dealers · SEC file No. 00843368 · NY
- BERKERY NOYES SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868750 · NY
- Berkshire Global Advisors LPActive Broker-Dealers · SEC file No. 00865641 · NY
- BERNARD L. MADOFF INVESTMENT SECURITIES LLCActive Broker-Dealers · SEC file No. 00808132 · NY
- BERNSTEIN INSTITUTIONAL SERVICES LLCActive Broker-Dealers · SEC file No. 00871053 · NY
- BESSEMER INVESTOR SERVICES, INC.Active Broker-Dealers · SEC file No. 00835199 · NY
- BGC FINANCIAL, L.P.Active Broker-Dealers · SEC file No. 00839012 · NY
- BIDS TRADING L.P.Active Broker-Dealers · SEC file No. 00867376 · NY
- BLACKSTONE SECURITIES PARTNERS L.P.Active Broker-Dealers · SEC file No. 00835941 · NY
- BLAYLOCK VAN, LLCActive Broker-Dealers · SEC file No. 00867721 · NY
- BLINK SECURITIES LLCActive Broker-Dealers · SEC file No. 00870406 · NY
- BLOOMBERG TRADEBOOK LLCActive Broker-Dealers · SEC file No. 00849219 · NY
- BLUE DIAMOND SECURITIES OF AMERICA LLCActive Broker-Dealers · SEC file No. 00868928 · NY
- BLUE OWL SECURITIES LLCActive Broker-Dealers · SEC file No. 00869744 · NY
- BLUEFIN CAPITAL MANAGEMENT, LLCActive Broker-Dealers · SEC file No. 00853382 · NY
- BLUEROCK CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00867058 · NY
- BLUESTONE GROWTH PARTNERS LLCActive Broker-Dealers · SEC file No. 00869291 · NY
- BMI CAPITAL INTERNATIONAL LLCActive Broker-Dealers · SEC file No. 00868658 · NY
- BMO CAPITAL MARKETS CORP.Active Broker-Dealers · SEC file No. 00834344 · NY
- BMS CAPITAL ADVISORY, INC.Active Broker-Dealers · SEC file No. 00869349 · NY
- BNY MELLON CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00835255 · NY
- BNY MELLON SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00813801 · NY
- BONDS.COM LLCActive Broker-Dealers · SEC file No. 00850451 · NY
- BOWNE PARK CAPITAL, INC.Active Broker-Dealers · SEC file No. 00868661 · NY
- BRADESCO SECURITIES, INC.Active Broker-Dealers · SEC file No. 00852806 · NY
- BRADLEY WOODS & CO. LTD.Active Broker-Dealers · SEC file No. 00828862 · NY
- BREAKWATER GROUP DISTRIBUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00869269 · NY
- BREAN CAPITAL, LLCActive Broker-Dealers · SEC file No. 00840742 · NY
- BREN VENTURES LLCActive Broker-Dealers · SEC file No. 00867245 · NY
- BRENDAN E. CRYAN AND COMPANY, L.L.C.Active Broker-Dealers · SEC file No. 00841526 · NY
- BREVAN HOWARD US LLCActive Broker-Dealers · SEC file No. 00868278 · NY