Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- ACCORD CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00869217 · CA
- ACE DIVERSIFIED CAPITAL, INC.Active Broker-Dealers · SEC file No. 00849555 · CA
- ACORNS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869294 · CA
- AIP CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00869973 · CA
- AIRWALLEX CAPITAL (US) LLCActive Broker-Dealers · SEC file No. 00871282 · CA
- ALAMO CAPITALActive Broker-Dealers · SEC file No. 00842293 · CA
- ALBERT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870459 · CA
- ALLOCATIONS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870850 · CA
- ALTITUDE CAPITAL GROUP LLCActive Broker-Dealers · SEC file No. 00871060 · CA
- AMERICAN DISCOVERY ADVISORS, LLCActive Broker-Dealers · SEC file No. 00869899 · CA
- AMERICAN FUNDSTARS FINANCIAL GROUP LLCActive Broker-Dealers · SEC file No. 00870982 · CA
- ANCHOR BAY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00851763 · CA
- ANDERSEN ERIK BRECHLINGActive Broker-Dealers · SEC file No. 00828496 · CA
- ANNATTO LLCActive Broker-Dealers · SEC file No. 00871450 · CA
- APEXUS CAPITAL LLCActive Broker-Dealers · SEC file No. 00869687 · CA
- APSEC CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00868176 · CA
- AQ TECHNOLOGY PARTNERS LLCActive Broker-Dealers · SEC file No. 00870378 · CA
- AQUILO PARTNERS, L.P.Active Broker-Dealers · SEC file No. 00853441 · CA
- AREAM ADVISORS LLCActive Broker-Dealers · SEC file No. 00870889 · CA
- ARK SECURITIES LLCActive Broker-Dealers · SEC file No. 00869629 · CA
- ARMORY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867929 · CA
- ASCENDIANT CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00868487 · CA
- ASCENDIANT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866203 · CA
- ASSETMARK BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00869391 · CA
- ATIF BD LLCActive Broker-Dealers · SEC file No. 00870963 · CA
- ATLAS TECHNOLOGY GROUP LLCActive Broker-Dealers · SEC file No. 00868480 · CA
- ATOMIC VAULTS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870868 · CA
- AUDACITY CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00871018 · CA
- AVISEN WEALTH MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00865833 · CA