Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- A.BRIDGE REALVEST SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00848937 · NJ
- ABN AMRO SECURITIES (USA) LLCActive Broker-Dealers · SEC file No. 00868398 · NJ
- ACA/PRUDENT INVESTORS PLANNING CORPORATIONActive Broker-Dealers · SEC file No. 00851899 · NJ
- ACS EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00836005 · NJ
- ADP BROKER-DEALER, INC.Active Broker-Dealers · SEC file No. 00847885 · NJ
- AHANA MARKETS LLCActive Broker-Dealers · SEC file No. 00870941 · NJ
- ALEXANDER CAPITAL, L.P.Active Broker-Dealers · SEC file No. 00848957 · NJ
- APA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866745 · NJ
- APPIA FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00871348 · NJ
- APTO PARTNERS, LLCActive Broker-Dealers · SEC file No. 00868746 · NJ
- APW CAPITAL, INC.Active Broker-Dealers · SEC file No. 00850433 · NJ
- ASTOR RIDGE N.A. LLPActive Broker-Dealers · SEC file No. 00869728 · NJ