SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
Showing 1–50 of 275 matching (names starting with A)Source: SEC Company Information About Active Broker-Dealers
- A. P. SECURITIES, INC.Active Broker-Dealers · SEC file No. 00842833 · NY
- A.BRIDGE REALVEST SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00848937 · NJ
- A.G. QUINTAL INVESTMENT COMPANY INC.Active Broker-Dealers · SEC file No. 00811684 · MA
- A.G.P. / ALLIANCE GLOBAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00825132 · CT
- A5 SECURITIES LLCActive Broker-Dealers · SEC file No. 00869944 · NY
- AAG CAPITAL, INC.Active Broker-Dealers · SEC file No. 00812911 · FL
- AARDVARK SECURITIES LLCActive Broker-Dealers · SEC file No. 00869235 · IL
- ABACUS INTERNATIONAL CAPITAL CORP.Active Broker-Dealers · SEC file No. 00846418 · NY
- ABACUS INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00846571 · WI
- ABERDEEN FUND DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00867799 · PA
- ABG SUNDAL COLLIER INC.Active Broker-Dealers · SEC file No. 00844768 · NY
- ABG, LLCActive Broker-Dealers · SEC file No. 00869247 · NY
- ABN AMRO CAPITAL MARKETS (USA) LLCActive Broker-Dealers · SEC file No. 00871059 · NY
- ABN AMRO CLEARING USA LLCActive Broker-Dealers · SEC file No. 00834354 · IL
- ABN AMRO SECURITIES (USA) LLCActive Broker-Dealers · SEC file No. 00868398 · NJ
- ABRAHAM SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00829452 · WA
- ABSA SECURITIES U.S. INC.Active Broker-Dealers · SEC file No. 00870312 · NY
- AC SUNSHINE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870837 · FL
- ACA/PRUDENT INVESTORS PLANNING CORPORATIONActive Broker-Dealers · SEC file No. 00851899 · NJ
- ACADEMY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00835173 · NY
- ACALYX ADVISORS INC.Active Broker-Dealers · SEC file No. 00869577 · VA
- ACANTHUS U.S. LIMITEDActive Broker-Dealers · SEC file No. 00871244
- ACC SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869239 · TX
- ACCEPTUS CAPITAL CORP.Active Broker-Dealers · SEC file No. 00869734 · NY
- ACCESS FINANCIAL GROUP, INC.Active Broker-Dealers · SEC file No. 00846065 · IL
- ACCESS INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00849750 · OK
- ACCESS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00839729 · CT
- ACCESSALPHA WORLDWIDE LLCActive Broker-Dealers · SEC file No. 00867446 · IL
- ACCORD CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00869217 · CA
- ACCRUED EQUITIES INC.Active Broker-Dealers · SEC file No. 00817356 · NY
- ACE DIVERSIFIED CAPITAL, INC.Active Broker-Dealers · SEC file No. 00849555 · CA
- ACHELOUS PARTNERS, LLCActive Broker-Dealers · SEC file No. 00865582 · NY
- ACI CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00871431 · NY
- ACORNS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869294 · CA
- ACP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867185 · FL
- ACQUIOM FINANCIAL LLCActive Broker-Dealers · SEC file No. 00869408 · CO
- ACRISURE RE CORPORATE ADVISORY & SOLUTIONS, LLCActive Broker-Dealers · SEC file No. 00871130 · NY
- ACS EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00836005 · NJ
- ACT CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00870517 · WA
- ADELPHI STOCK BROKERS INC.Active Broker-Dealers · SEC file No. 00870519 · NY
- ADP BROKER-DEALER, INC.Active Broker-Dealers · SEC file No. 00847885 · NJ
- ADVANCED ADVISOR GROUP, LLCActive Broker-Dealers · SEC file No. 00867313 · MN
- ADVANCED STRATEGIES BROKER DEALER LLCActive Broker-Dealers · SEC file No. 00869118 · TN
- ADVANTAGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00848652 · IL
- ADVANTURE CAPITAL SOLUTIONS LLCActive Broker-Dealers · SEC file No. 00871402 · TX
- ADVENTIX GLOBAL MARKETS LLCActive Broker-Dealers · SEC file No. 00869427 · NY
- ADVISORS ASSET MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00851509 · CO
- AE FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00870214 · KS
- AEC TRANSACTION SERVICES LLCActive Broker-Dealers · SEC file No. 00871142 · NY
- AEG CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869292 · IL