Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- AUERBACH GRAYSON & COMPANY LLCActive Broker-Dealers · SEC file No. 00845136 · NY
- AUGMENT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870989 · TX
- AUGUSTAR DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00849296 · OH
- AURORA SECURITIES INCActive Broker-Dealers · SEC file No. 00851322 · MI
- AURUS ADVISORS, INC.Active Broker-Dealers · SEC file No. 00866089 · FL
- AUSDAL FINANCIAL PARTNERS, INC.Active Broker-Dealers · SEC file No. 00824519 · IA
- AUSTIN ATLANTIC CAPITAL INC.Active Broker-Dealers · SEC file No. 00850509 · FL
- AUSTIN GROWTH CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870816 · TX
- AUTOMATED EQUITY FINANCE MARKETS, INC.Active Broker-Dealers · SEC file No. 00867941 · NY
- AVANTI SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00836814
- AVATAR SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867932 · NY
- AVENDUS CAPITAL, INC.Active Broker-Dealers · SEC file No. 00868226 · NY
- AVENTURA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867458 · FL
- AVENUE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870079 · FL
- AVID CAPITAL ADVISORS LLCActive Broker-Dealers · SEC file No. 00870956 · ID
- AVIOR CAPITAL MARKETS US, LLCActive Broker-Dealers · SEC file No. 00869513 · NY
- AVISEN WEALTH MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00865833 · CA
- AVM, L.P.Active Broker-Dealers · SEC file No. 00835136 · FL
- AVONDALE PARTNERS, LLCActive Broker-Dealers · SEC file No. 00851550 · TN
- AXCELUS FINANCIAL DISTRIBUTION COMPANYActive Broker-Dealers · SEC file No. 00848416 · PA
- AXIOM CAPITAL MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00842638 · NY
- AXIS CAPITAL USA, LLCActive Broker-Dealers · SEC file No. 00870083 · NY
- AXOM PARTNERS LLCActive Broker-Dealers · SEC file No. 00871192 · UT
- AXOS CLEARING LLCActive Broker-Dealers · SEC file No. 00853595 · NE
- AXOS INVEST LLCActive Broker-Dealers · SEC file No. 00869507 · NV