SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 201–250 of 275 matching (names starting with A)Source: SEC Company Information About Active Broker-Dealers
- ARETE RESEARCH LLCActive Broker-Dealers · SEC file No. 00866145 · TX
- ARETE WEALTH MANAGEMENT, LLCActive Broker-Dealers · SEC file No. 00850854 · IL
- ARIA CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00866407 · FL
- ARIEL DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00848238 · IL
- ARK GLOBAL, LLCActive Broker-Dealers · SEC file No. 00869520 · NY
- ARK SECURITIES LLCActive Broker-Dealers · SEC file No. 00869629 · CA
- ARKADIOS CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869729 · GA
- ARKAP MARKETS, LLCActive Broker-Dealers · SEC file No. 00871132 · GA
- ARLINGTON CAPITAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00870361 · AL
- ARLINGTON SECURITIES, INCORPORATEDActive Broker-Dealers · SEC file No. 00838098 · MO
- ARMORY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867929 · CA
- ARMSTRONG SECURITIES LLCActive Broker-Dealers · SEC file No. 00870480 · CT
- ARROW ANALYTICS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871330 · NY
- ARROW INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00851250 · NY
- ARTEMIS SECURITIES CLEARING, LLCActive Broker-Dealers · SEC file No. 00865803 · IL
- ARTISAN PARTNERS DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00851043 · WI
- ARTIST CAPITAL LLCActive Broker-Dealers · SEC file No. 00868598 · NY
- ARVEST INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00849677 · AR
- ARX PRIME BROKERAGE LLCActive Broker-Dealers · SEC file No. 00871498 · FL
- ASANTE CAPITAL GROUP ADVISORS LLCActive Broker-Dealers · SEC file No. 00868701
- ASBURY CAPITAL LLCActive Broker-Dealers · SEC file No. 00867435 · NY
- ASCENDANT FINANCIAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00867551 · CO
- ASCENDIANT CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00868487 · CA
- ASCENDIANT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866203 · CA
- ASCENSUS BROKER DEALER SERVICES, LLCActive Broker-Dealers · SEC file No. 00847312 · MA
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATIONActive Broker-Dealers · SEC file No. 00868490 · NY
- ASHTON STEWART & CO., INC.Active Broker-Dealers · SEC file No. 00853239 · FL
- ASHTON THOMAS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00834261 · NY
- ASL CAPITAL MARKETS INC.Active Broker-Dealers · SEC file No. 00869872 · CT
- ASPEN ALPINE CAPITAL LLCActive Broker-Dealers · SEC file No. 00870805 · NY
- ASPIDA FINANCIAL DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00871001 · NC
- ASSETMARK BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00869391 · CA
- ASSETPOINT FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00869332 · VA
- ASSOCIATED INVESTMENT SERVICES, INC.Active Broker-Dealers · SEC file No. 00800099 · WI
- ASSUREDPARTNERS FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00870374 · FL
- ASTOR RIDGE N.A. LLPActive Broker-Dealers · SEC file No. 00869728 · NJ
- ASTORIA CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00851033 · NY
- ASTRIS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870306 · NY
- ATB CAPITAL MARKETS USA INC.Active Broker-Dealers · SEC file No. 00868692
- ATHENE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00847499 · IA
- ATIF BD LLCActive Broker-Dealers · SEC file No. 00870963 · CA
- ATIS, INCActive Broker-Dealers · SEC file No. 00868004 · IN
- ATLANTIC - PACIFIC CAPITAL, INC.Active Broker-Dealers · SEC file No. 00848198 · CT
- ATLAS CLEARING, INC.Active Broker-Dealers · SEC file No. 00814299 · UT
- ATLAS STRATEGIC ADVISORS, LLCActive Broker-Dealers · SEC file No. 00867183 · NY
- ATLAS TECHNOLOGY GROUP LLCActive Broker-Dealers · SEC file No. 00868480 · CA
- ATOMIC BROKERAGE LLCActive Broker-Dealers · SEC file No. 00870799 · NY
- ATOMIC VAULTS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870868 · CA
- ATTIS SECURITIES LLCActive Broker-Dealers · SEC file No. 00871235 · CO
- AUDACITY CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00871018 · CA