SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 151–200 of 275 matching (names starting with A)Source: SEC Company Information About Active Broker-Dealers
- ANDERSON LENEAVE & CO.Active Broker-Dealers · SEC file No. 00852584 · NC
- ANDES CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00867202 · IL
- ANDREW GARRETT INC.Active Broker-Dealers · SEC file No. 00844659 · NY
- ANGEL POND CAPITAL LLCActive Broker-Dealers · SEC file No. 00869910 · NY
- ANICO FINANCIAL SOLUTIONS, LLCActive Broker-Dealers · SEC file No. 00870298 · IA
- ANKURA CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00853403 · NY
- ANNATTO LLCActive Broker-Dealers · SEC file No. 00871450 · CA
- ANOS CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869809 · NY
- ANOVEST FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00866742 · GA
- ANSLEY SECURITIES LLCActive Broker-Dealers · SEC file No. 00851865 · MI
- ANTA CAPITAL LLCActive Broker-Dealers · SEC file No. 00871294 · VA
- ANTARCTICA ADVISORS, LLCActive Broker-Dealers · SEC file No. 00869288 · FL
- ANTHEM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871308 · NY
- ANUBIS SECURITIES LLCActive Broker-Dealers · SEC file No. 00868859 · NY
- ANZ SECURITIES, INC.Active Broker-Dealers · SEC file No. 00847390 · NY
- AON SECURITIES LLCActive Broker-Dealers · SEC file No. 00814953 · IL
- AOS, INC.Active Broker-Dealers · SEC file No. 00866163 · IL
- APA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866745 · NJ
- APEX CLEARING CORPORATIONActive Broker-Dealers · SEC file No. 00823522 · TX
- APEX DIRECTActive Broker-Dealers · SEC file No. 00870414 · TX
- APEXINVEST MARKETS LLCActive Broker-Dealers · SEC file No. 00871181 · NY
- APEXUS CAPITAL LLCActive Broker-Dealers · SEC file No. 00869687 · CA
- APOLLO GLOBAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868542 · NY
- APPIA FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00871348 · NJ
- APPLIED CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869199 · IN
- APSEC CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00868176 · CA
- APTO PARTNERS, LLCActive Broker-Dealers · SEC file No. 00868746 · NJ
- APW CAPITAL, INC.Active Broker-Dealers · SEC file No. 00850433 · NJ
- AQ TECHNOLOGY PARTNERS LLCActive Broker-Dealers · SEC file No. 00870378 · CA
- AQR INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00869990 · CT
- AQUA MARKETS LLCActive Broker-Dealers · SEC file No. 00871509 · NY
- AQUAS FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00870610 · TX
- AQUILO PARTNERS, L.P.Active Broker-Dealers · SEC file No. 00853441 · CA
- ARBOR COURT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867609 · OH
- ARBOR RESEARCH & TRADING, LLCActive Broker-Dealers · SEC file No. 00838818 · IL
- ARC GROUP SECURITIES LLCActive Broker-Dealers · SEC file No. 00866541 · AZ
- ARCADIA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00850764 · NY
- ARCHAX MARKETS LLCActive Broker-Dealers · SEC file No. 00871454 · NY
- ARCHER DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00868951 · MD
- ARCHIPELAGO SECURITIES L.L.C.Active Broker-Dealers · SEC file No. 00852140 · IL
- ARCHIPELAGO TRADING SERVICES, INC.Active Broker-Dealers · SEC file No. 00833180 · IL
- ARCHITECT SECURITIES LLCActive Broker-Dealers · SEC file No. 00871217 · IL
- ARCOLA SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867940 · NY
- ARCSTONE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870439 · NY
- ARCTIC SECURITIES LLCActive Broker-Dealers · SEC file No. 00869571 · NY
- ARDEA PARTNERS LPActive Broker-Dealers · SEC file No. 00869761 · NY
- ARDOUR CAPITAL INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00865317 · NY
- AREAM ADVISORS LLCActive Broker-Dealers · SEC file No. 00870889 · CA
- ARENA FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00869682 · NY
- ARES MANAGEMENT CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00869194 · CO