SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 101–150 of 275 matching (names starting with A)Source: SEC Company Information About Active Broker-Dealers
- ALPHASOURCE CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00867759 · NY
- ALPINA CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867753 · CO
- ALPINE SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00831464 · UT
- ALPS DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00834626 · CO
- ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.Active Broker-Dealers · SEC file No. 00867659 · CO
- ALT FUND DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00867829 · NY
- ALTACCESS SECURITIES COMPANY, L.P.Active Broker-Dealers · SEC file No. 00865183 · TX
- ALTERNA SECURITIES, INC.Active Broker-Dealers · SEC file No. 00849311 · TX
- ALTERNATIVE INVESTMENT SOLUTIONS (USA) LLCActive Broker-Dealers · SEC file No. 00871434 · FL
- ALTERNATIVE MARKETS, LLCActive Broker-Dealers · SEC file No. 00871372 · FL
- ALTITUDE CAPITAL GROUP LLCActive Broker-Dealers · SEC file No. 00871060 · CA
- ALTO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870863 · TN
- ALTRUIST FINANCIAL LLCActive Broker-Dealers · SEC file No. 00870244 · TX
- ALVAREZ & MARSAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866055 · NY
- AMA SECURITIES LLCActive Broker-Dealers · SEC file No. 00851263 · CT
- AMBIT AMERICA INC.Active Broker-Dealers · SEC file No. 00871478 · NY
- AMD CAPITAL, LLCActive Broker-Dealers · SEC file No. 00865422 · IL
- AMERANT INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00853612 · FL
- AMERAUDI INVESTMENT SERVICES LLCActive Broker-Dealers · SEC file No. 00871153 · NY
- AMERICA'S GROWTH CAPITAL, LLCActive Broker-Dealers · SEC file No. 00865839 · MA
- AMERICAN ALTERNATIVE CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870651 · MI
- AMERICAN CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00865165 · NY
- AMERICAN CENTURY INVESTMENT SERVICES, INC.Active Broker-Dealers · SEC file No. 00835220 · MO
- AMERICAN DISCOVERY ADVISORS, LLCActive Broker-Dealers · SEC file No. 00869899 · CA
- AMERICAN ELM DISTRIBUTION PARTNERS, LLCActive Broker-Dealers · SEC file No. 00868523 · NH
- AMERICAN ENTERPRISE INVESTMENT SERVICES INC.Active Broker-Dealers · SEC file No. 00842582 · MN
- AMERICAN FIDELITY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00815123 · OK
- AMERICAN FINANCIAL ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00844065 · PA
- AMERICAN FUNDS & TRUSTS INCORPORATEDActive Broker-Dealers · SEC file No. 00806939 · UT
- AMERICAN FUNDSTARS FINANCIAL GROUP LLCActive Broker-Dealers · SEC file No. 00870982 · CA
- AMERICAN GLOBAL WEALTH MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00821584 · GA
- AMERICAN HERITAGE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00844466 · OH
- AMERICAN INDEPENDENT SECURITIES GROUP, LLCActive Broker-Dealers · SEC file No. 00866905 · ID
- AMERICAN TRUST INVESTMENT SERVICES, INC.Active Broker-Dealers · SEC file No. 00814394 · FL
- AMERICAN VETERANS GROUP, PBCActive Broker-Dealers · SEC file No. 00870063 · NY
- AMERIFLEX GROUP SECURITIES, INC.Active Broker-Dealers · SEC file No. 00871074 · NV
- AMERIPRISE FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00816791 · MN
- AMERITAS INVESTMENT COMPANY, LLCActive Broker-Dealers · SEC file No. 00831296 · NE
- AMERIVET SECURITIES, INC.Active Broker-Dealers · SEC file No. 00846478 · NY
- AMG Distributors, Inc.Active Broker-Dealers · SEC file No. 00843057 · CT
- AMPLIFY COMMUNITY INVESTMENT PARTNERS, LLCActive Broker-Dealers · SEC file No. 00871089 · FL
- AMS BROKERAGE SERVICES LLCActive Broker-Dealers · SEC file No. 00871341 · LA
- AMUNI FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00825338 · FL
- AMVEST CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00871218 · NY
- ANALYST HUB SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870144 · TX
- ANCHIN CAPITAL LLCActive Broker-Dealers · SEC file No. 00866133 · NY
- ANCHOR BAY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00851763 · CA
- ANCORIS SECURITIES LLCActive Broker-Dealers · SEC file No. 00870753 · NY
- ANDBANC BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00868759 · FL
- ANDERSEN ERIK BRECHLINGActive Broker-Dealers · SEC file No. 00828496 · CA