SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 51–100 of 275 matching (names starting with A)Source: SEC Company Information About Active Broker-Dealers
- AEGIS CAPITAL CORP.Active Broker-Dealers · SEC file No. 00831616 · NY
- AEGIS INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00833137 · MN
- AEI SECURITIES, INC.Active Broker-Dealers · SEC file No. 00816750 · MN
- AERIS PARTNERS LLCActive Broker-Dealers · SEC file No. 00868579 · MA
- AETHLON CAPITAL, L.L.CActive Broker-Dealers · SEC file No. 00849765 · MN
- AFFILIATED BANKERS CAPITAL, L.L.C.Active Broker-Dealers · SEC file No. 00850032 · TX
- AGA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00865531 · WA
- AGECROFT PARTNERS, LLCActive Broker-Dealers · SEC file No. 00867198 · VA
- AGENTIS CAPITAL MARKETS US, LLCActive Broker-Dealers · SEC file No. 00871174
- AGILE TRADING TECHNOLOGIES, LLCActive Broker-Dealers · SEC file No. 00870466 · PA
- AGM SECURITIES LLCActive Broker-Dealers · SEC file No. 00866568 · FL
- AHANA MARKETS LLCActive Broker-Dealers · SEC file No. 00870941 · NJ
- AHC SECURITIES LLCActive Broker-Dealers · SEC file No. 00871369 · TX
- AIME CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00871008 · NY
- AIP CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00869973 · CA
- AIRLINK MARKETS, LLCActive Broker-Dealers · SEC file No. 00870946 · WA
- AIRWALLEX CAPITAL (US) LLCActive Broker-Dealers · SEC file No. 00871282 · CA
- AKAR CAPITAL MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00828026 · FL
- AKIN BAY COMPANY LLCActive Broker-Dealers · SEC file No. 00844363 · NY
- AKUNA SECURITIES LLCActive Broker-Dealers · SEC file No. 00868957 · IL
- ALAMO CAPITALActive Broker-Dealers · SEC file No. 00842293 · CA
- ALANTRA, LLCActive Broker-Dealers · SEC file No. 00840465 · MA
- ALBERT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870459 · CA
- ALDER SECURITIES LLCActive Broker-Dealers · SEC file No. 00871092 · CT
- ALDERMAN & COMPANY CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867019 · CT
- ALDWYCH SECURITIES LLCActive Broker-Dealers · SEC file No. 00869286 · CT
- ALERA SECURITIES LLCActive Broker-Dealers · SEC file No. 00871359 · IL
- ALEXANDER CAPITAL, L.P.Active Broker-Dealers · SEC file No. 00848957 · NJ
- ALEXANDER INVESTMENT SERVICES CO.Active Broker-Dealers · SEC file No. 00812525 · KY
- ALIGHT FINANCIAL SOLUTIONS, LLCActive Broker-Dealers · SEC file No. 00847344 · NC
- ALKALI PARTNERS, LLC.Active Broker-Dealers · SEC file No. 00870225 · OR
- ALL OPTIONS USA, LLCActive Broker-Dealers · SEC file No. 00871016 · TX
- ALLARIA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869891 · FL
- ALLEGIANCE CAPITAL, L.L.C.Active Broker-Dealers · SEC file No. 00852978 · ME
- ALLEGRO SECURITIES LLCActive Broker-Dealers · SEC file No. 00867218 · TX
- ALLEN & COMPANY LLCActive Broker-Dealers · SEC file No. 00812123 · NY
- ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLCActive Broker-Dealers · SEC file No. 00867477 · GA
- ALLIANCE-ONE INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00869868 · OK
- ALLIANCEBERNSTEIN INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00830851 · TN
- ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUMActive Broker-Dealers · SEC file No. 00823305 · WA
- ALLIANZ LIFE FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00813630 · MN
- ALLIED MILLENNIAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00834176 · NY
- ALLOCATIONS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870850 · CA
- ALLSPRING FUNDS DISTRIBUTOR, LLCActive Broker-Dealers · SEC file No. 00866716 · WI
- ALLSTATE FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00836365 · NE
- ALLY INVEST SECURITIES LLCActive Broker-Dealers · SEC file No. 00866982 · NC
- ALP FINANCIAL GROUP LLCActive Broker-Dealers · SEC file No. 00871427 · PA
- ALPACA SECURITIES LLCActive Broker-Dealers · SEC file No. 00869928 · NY
- ALPHA TRADING L.P.Active Broker-Dealers · SEC file No. 00869996
- ALPHALEDGER MARKETS, INCActive Broker-Dealers · SEC file No. 00870294 · WA