Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- AEGIS GUILD CAPITAL, LLCRegistered Investment Advisers · CRD # 339354 · NY · 120-Day Approval
- AMBER ROAD INVESTORS LPRegistered Investment Advisers · CRD # 342249 · NY · 120-Day Approval
- APEIRON WEALTH SERVICE LLCRegistered Investment Advisers · CRD # 343168 · NY · 120-Day Approval
- APPLIED ACADEMICS LLCRegistered Investment Advisers · CRD # 340114 · NY · 120-Day Approval
- ASCENTIO CAPITAL, LPRegistered Investment Advisers · CRD # 343623 · NY · 120-Day Approval
- BRITE AVENUE CAPITAL LPRegistered Investment Advisers · CRD # 343136 · NY · 120-Day Approval
- BYREFORGE MANAGEMENT, LPRegistered Investment Advisers · CRD # 340666 · NY · 120-Day Approval
- CAMBIAL PARTNERS LPRegistered Investment Advisers · CRD # 343375 · NY · 120-Day Approval
- CC USA LLCRegistered Investment Advisers · CRD # 341124 · NY · 120-Day Approval
- CCAVENTUS GLOBAL CREDIT MANAGEMENT LLCRegistered Investment Advisers · CRD # 342500 · NY · 120-Day Approval
- COMMUNITY CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 342301 · NY · 120-Day Approval
- DAWSON PARTNERS (US) INC.Registered Investment Advisers · CRD # 339430 · NY · 120-Day Approval
- EQUITY ASSETS, L.L.C.Registered Investment Advisers · CRD # 343811 · NY · 120-Day Approval
- EXOS ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 305706 · NY · 120-Day Approval
- FMAC MANAGEMENT LLCRegistered Investment Advisers · CRD # 337946 · NY · 120-Day Approval
- FORVM GLOBAL INVESTMENTS LLCRegistered Investment Advisers · CRD # 340612 · NY · 120-Day Approval
- GREG JENNINGS, LLCRegistered Investment Advisers · CRD # 341031 · NY · 120-Day Approval
- LORUM ADVISORY LLCRegistered Investment Advisers · CRD # 344055 · NY · 120-Day Approval
- MIDFIELD PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 343256 · NY · 120-Day Approval
- MML CAPITAL PARTNERS NY, LLCRegistered Investment Advisers · CRD # 340482 · NY · 120-Day Approval
- NOVERA WEALTH, INC.Registered Investment Advisers · CRD # 343978 · NY · 120-Day Approval
- OPTOS REAL ESTATE CREDIT, LLCRegistered Investment Advisers · CRD # 343298 · NY · 120-Day Approval
- OVERWATCH CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 341636 · NY · 120-Day Approval
- PALUS ADVISORY LLCRegistered Investment Advisers · CRD # 343036 · NY · 120-Day Approval
- PMC WEALTH, LLCRegistered Investment Advisers · CRD # 332215 · NY · 120-Day Approval
- QUASAR ADVISORS LLCRegistered Investment Advisers · CRD # 342429 · NY · 120-Day Approval
- RAMP ADVISORY LLCRegistered Investment Advisers · CRD # 342371 · NY · 120-Day Approval
- SAVLAN WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 343698 · NY · 120-Day Approval
- SHADOWBOX LOGISTICS, LLCRegistered Investment Advisers · CRD # 342272 · NY · 120-Day Approval
- SLR SECURED LENDING PARTNERS, LLCRegistered Investment Advisers · CRD # 343062 · NY · 120-Day Approval
- STRLTB CA LLCRegistered Investment Advisers · CRD # 344021 · NY · 120-Day Approval
- SUMITOMO MITSUI TRUST ASSET MANAGEMENT AMERICAS, INC.Registered Investment Advisers · CRD # 340411 · NY · 120-Day Approval
- THIRD HARBOR PARTNERS L.P.Registered Investment Advisers · CRD # 343219 · NY · 120-Day Approval
- TRADEUP WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 335362 · NY · 120-Day Approval
- TWIN BRIDGES ADVISORY LLCRegistered Investment Advisers · CRD # 343402 · NY · 120-Day Approval
- URH MANAGEMENT LPRegistered Investment Advisers · CRD # 342346 · NY · 120-Day Approval
- VELARA WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 342735 · NY · 120-Day Approval
- VOXEL CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 342699 · NY · 120-Day Approval
- WEALTH FORWARD ADVISORS LLCRegistered Investment Advisers · CRD # 337462 · NY · 120-Day Approval