Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ABBINGTON INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 174407 · ME · Approved
- ALLEGIANCE FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 113826 · ME · Approved
- ALPHA CAPITAL ADVISORS, INC.Registered Investment Advisers · CRD # 138825 · ME · Approved
- ARIES WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 175477 · ME · Approved
- BIGELOW INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 143733 · ME · Approved
- BIRCHBROOKRegistered Investment Advisers · CRD # 105164 · ME · Approved
- BLUE POINT FINANCIAL, INC.Registered Investment Advisers · CRD # 299688 · ME · Approved
- CHOICE WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 297745 · ME · Approved
- CLARK & STUART INCRegistered Investment Advisers · CRD # 107991 · ME · Approved
- COSTON, MCISAAC, AND PARTNERS INC.Registered Investment Advisers · CRD # 194515 · ME · Approved
- FOW PARTNERS, LPRegistered Investment Advisers · CRD # 329051 · ME · Approved
- GIBSON FINANCIAL SOLUTIONS, INC.Registered Investment Advisers · CRD # 117831 · ME · Approved
- GREAT DIAMOND PARTNERS, LLCRegistered Investment Advisers · CRD # 299598 · ME · Approved
- GREENBACKER CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 277101 · ME · Approved
- GRP FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 333183 · ME · Approved
- GUIDANCE POINT RETIREMENT SERVICES, LLCRegistered Investment Advisers · CRD # 161000 · ME · Approved
- H. M. PAYSON & CO.Registered Investment Advisers · CRD # 2993 · ME · Approved
- HARPSWELL CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 168996 · ME · Approved
- HEADINVEST, LLCRegistered Investment Advisers · CRD # 140518 · ME · Approved
- J.M. ARBOUR, LLCRegistered Investment Advisers · CRD # 313352 · ME · Approved
- MAIDEN COVE CAPITAL, LLCRegistered Investment Advisers · CRD # 312478 · ME · Approved
- MEANS INVESTMENT CO., INC.Registered Investment Advisers · CRD # 2748 · ME · Approved
- OLD PORT ADVISORS, INCRegistered Investment Advisers · CRD # 108228 · ME · Approved
- OLDFIELD WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 332765 · ME · Approved
- OUTFITTERS FINANCIAL LLCRegistered Investment Advisers · CRD # 291413 · ME · Approved
- PENOBSCOT WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 286211 · ME · Approved
- PORTLAND GLOBAL ADVISORS LLCRegistered Investment Advisers · CRD # 109127 · ME · Approved
- R M DAVIS INCRegistered Investment Advisers · CRD # 105448 · ME · Approved
- RM FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 304297 · ME · Approved
- ROBINSON SMITH WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 123098 · ME · Approved
- VOLK FINANCIAL LLCRegistered Investment Advisers · CRD # 311679 · ME · Approved
- WRIGHT COVE CAPITAL, LLCRegistered Investment Advisers · CRD # 307252 · ME · Approved