Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ABRI LLCRegistered Investment Advisers · CRD # 314832 · KY · Approved
- ACCESS REAL ESTATE, LLCRegistered Investment Advisers · CRD # 337329 · KY · Approved
- ACCESS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 339285 · KY · Approved
- ALEXANDER INVESTMENT SERVICES CO.Registered Investment Advisers · CRD # 1037 · KY · Approved
- ALPHA FINANCIAL PARTNERS LLCRegistered Investment Advisers · CRD # 306639 · KY · Approved
- ALTUS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 153650 · KY · Approved
- ARISTIDES CAPITAL LLCRegistered Investment Advisers · CRD # 162368 · KY · Approved
- ASIO CAPITAL LLCRegistered Investment Advisers · CRD # 298326 · KY · Approved
- ATLAS BROWN, INC.Registered Investment Advisers · CRD # 133408 · KY · Approved
- BALLAST, INC.Registered Investment Advisers · CRD # 152695 · KY · Approved
- BARLOW WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 325308 · KY · Approved
- BLVD PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 310682 · KY · Approved
- CARDINAL STRATEGIC WEALTH GUIDANCE, LLCRegistered Investment Advisers · CRD # 283226 · KY · Approved
- CASTELLAN GROUP, LLCRegistered Investment Advisers · CRD # 299363 · KY · Approved
- CENTERLINE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 164485 · KY · Approved
- CHURCHILL FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 333071 · KY · Approved
- CONNETIC RIA LLCRegistered Investment Advisers · CRD # 329078 · KY · Approved
- CULLINAN ASSOCIATES, INC.Registered Investment Advisers · CRD # 108340 · KY · Approved
- DEMETER TACTICAL INVESTMENTS CORP.Registered Investment Advisers · CRD # 329512 · KY · Approved
- DMLO WEALTH PLANNING, LLCRegistered Investment Advisers · CRD # 316202 · KY · Approved
- DUPREE & COMPANY, INC.Registered Investment Advisers · CRD # 1697 · KY · Approved
- DUPREE FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 131091 · KY · Approved
- DYNAMIC MARKET ADVANTAGE, LLCRegistered Investment Advisers · CRD # 323540 · KY · Approved
- E.S. BARR & COMPANYRegistered Investment Advisers · CRD # 107447 · KY · Approved
- EQUITY ADVISORS OF KENTUCKY INCRegistered Investment Advisers · CRD # 116398 · KY · Approved
- FAMILY WEALTH PLANNING PARTNERS LLCRegistered Investment Advisers · CRD # 323656 · KY · Approved
- FIRST KENTUCKY SECURITIES CORPORATIONRegistered Investment Advisers · CRD # 7524 · KY · Approved
- FWG INVESTMENTS, LLCRegistered Investment Advisers · CRD # 284064 · KY · Approved
- GARTON AND ASSOCIATES FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 146493 · KY · Approved
- GRAETER WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 170046 · KY · Approved
- GUIDANCE CAPITAL, INC.Registered Investment Advisers · CRD # 323541 · KY · Approved
- HARVEY INVESTMENT COMPANY, LLCRegistered Investment Advisers · CRD # 110482 · KY · Approved
- INVESTMENTS & FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 164333 · KY · Approved
- ITRUST ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 164193 · KY · Approved
- J. HAGAN CAPITAL, INC.Registered Investment Advisers · CRD # 168467 · KY · Approved
- J.D.T. INCRegistered Investment Advisers · CRD # 146357 · KY · Approved
- JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 312706 · KY · Approved
- JOURNEY ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 171919 · KY · Approved
- KEYSTONE FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 170201 · KY · Approved
- KPP ADVISORY SERVICES LLCRegistered Investment Advisers · CRD # 289507 · KY · Approved
- LANIER ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 150888 · KY · Approved
- LEGACY FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 158675 · KY · Approved
- LEGACY FINANCIAL INDEPENDENT ADVISORS LLCRegistered Investment Advisers · CRD # 324258 · KY · Approved
- LFG WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 331339 · KY · Approved
- LOCKSHIELD PARTNERS, INC.Registered Investment Advisers · CRD # 175433 · KY · Approved
- MAGNATE ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 283056 · KY · Approved
- MAI, INC.Registered Investment Advisers · CRD # 107337 · KY · Approved
- MCF ADVISORS, LLCRegistered Investment Advisers · CRD # 130372 · KY · Approved
- MCW FINANCIAL, INC.Registered Investment Advisers · CRD # 157609 · KY · Approved
- MERCURIO & ASSOCIATES INC.Registered Investment Advisers · CRD # 283632 · KY · Approved