Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- A.O. WEALTH ADVISORY,LLCRegistered Investment Advisers · CRD # 288301 · IA · Approved
- ACADIA LEGACY GROUP, LLCRegistered Investment Advisers · CRD # 291481 · IA · Approved
- ACCEL WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 286201 · IA · Approved
- AEGIS WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 301990 · IA · Approved
- AEGON USA INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 114537 · IA · Approved
- AEGON USA REALTY ADVISORS, LLCRegistered Investment Advisers · CRD # 286438 · IA · Approved
- ALPHABIT INVESTMENTS, LLCRegistered Investment Advisers · CRD # 334827 · IA · Approved
- ALTITUDE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 329366 · IA · Approved
- AOT INVEST LLCRegistered Investment Advisers · CRD # 319016 · IA · Approved
- ARNOLD FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 283698 · IA · Approved
- AUSDAL FINANCIAL PARTNERS, INC.Registered Investment Advisers · CRD # 7995 · IA · Approved
- AVANTAX PLANNING PARTNERS, INC.Registered Investment Advisers · CRD # 106237 · IA · Approved
- BALLAST CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 282369 · IA · Approved
- BASEPOINT WEALTH, LLCRegistered Investment Advisers · CRD # 289538 · IA · Approved
- BEACON CAPITAL, LLCRegistered Investment Advisers · CRD # 286316 · IA · Approved
- BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 13609 · IA · Approved
- BFC PLANNING, INC.Registered Investment Advisers · CRD # 119682 · IA · Approved
- BINNACLE INVESTMENTS, INC.Registered Investment Advisers · CRD # 313185 · IA · Approved
- BOYLE CAPITAL MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 132416 · IA · Approved
- BRADFORD FINANCIAL CENTERRegistered Investment Advisers · CRD # 110953 · IA · Approved
- BRIDGEWAY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 326547 · IA · Approved
- BSC CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 284338 · IA · Approved
- BTC CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 127158 · IA · Approved
- CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered Investment Advisers · CRD # 134139 · IA · Approved
- CEDAR POINT CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 317532 · IA · Approved
- CLARITY ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 115699 · IA · Approved
- COMPASS FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 109441 · IA · Approved
- DES MOINES INVESTMENTS, LLCRegistered Investment Advisers · CRD # 146322 · IA · Approved
- DMKC ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 145112 · IA · Approved
- DYNAMIC FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 288763 · IA · Approved
- ELITE RETIREMENT PLANNING, LLCRegistered Investment Advisers · CRD # 297942 · IA · Approved
- EN ENTERPRISES, LLCRegistered Investment Advisers · CRD # 337964 · IA · Approved
- FBL WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 291396 · IA · Approved
- FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLCRegistered Investment Advisers · CRD # 307987 · IA · Approved
- FORREST FINANCIAL SERVICES L.L.C.Registered Investment Advisers · CRD # 117546 · IA · Approved
- FOSTER GROUP, INC.Registered Investment Advisers · CRD # 107148 · IA · Approved
- FRIDAY FINANCIAL, INC.Registered Investment Advisers · CRD # 329748 · IA · Approved
- FSB PREMIER WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 15898 · IA · Approved
- GILBERT & COOK, INC.Registered Investment Advisers · CRD # 283112 · IA · Approved
- GUNCHEON FINANCIAL LLCRegistered Investment Advisers · CRD # 277091 · IA · Approved
- INDEPENDENT WEALTH NETWORK, INC.Registered Investment Advisers · CRD # 286262 · IA · Approved
- INTEGRITY ALLIANCE, LLCRegistered Investment Advisers · CRD # 139627 · IA · Approved
- INVESTMENT CONSULTING GROUP INCRegistered Investment Advisers · CRD # 106967 · IA · Approved
- IOWA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 286435 · IA · Approved
- KANE COMPANY WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 115756 · IA · Approved
- KEYSTONE WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 304133 · IA · Approved
- LEGACY BRIDGE, LLCRegistered Investment Advisers · CRD # 282261 · IA · Approved
- LEGACY FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 154927 · IA · Approved
- LSB CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 310466 · IA · Approved
- MATHESON & ROCK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 289603 · IA · Approved