Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- 191 GODWIN ASSOCIATES, INC D/B/A GODWIN CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 124288 · NJ · Approved
- 1932 INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 337619 · NJ · Approved
- 5C CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 284213 · NJ · Approved
- ABLE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 298085 · NJ · Approved
- ABNER HERRMAN & BROCK, LLCRegistered Investment Advisers · CRD # 8517 · NJ · Approved
- AC FUNDS, LLCRegistered Investment Advisers · CRD # 311748 · NJ · Approved
- ACA/PRUDENT INVESTORS PLANNING CORPORATIONRegistered Investment Advisers · CRD # 47798 · NJ · Approved
- ACCESS WEALTH PLANNING, LLCRegistered Investment Advisers · CRD # 112973 · NJ · Approved
- ACCRETIVE WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 299544 · NJ · Approved
- ACTIVE WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 336793 · NJ · Approved
- ADP STRATEGIC PLAN SERVICES, LLCRegistered Investment Advisers · CRD # 286555 · NJ · Approved
- ADVISORS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 112266 · NJ · Approved
- AEM ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 310360 · NJ · Approved
- AHARA ADVISORS LLCRegistered Investment Advisers · CRD # 312385 · NJ · Approved
- AIGA CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 311692 · NJ · Approved
- ALEXANDER CAPITAL WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 157714 · NJ · Approved
- ALIGN ADVISOR GROUP, LLCRegistered Investment Advisers · CRD # 336638 · NJ · Approved
- ALJEN ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 128962 · NJ · Approved
- ALLIANCE WEALTH MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 169573 · NJ · Approved
- ALOOOLA, LLCRegistered Investment Advisers · CRD # 325090 · NJ · Approved
- ALTERNATIVE CAPITAL FUND MANAGEMENT LLCRegistered Investment Advisers · CRD # 311532 · NJ · Approved
- ALTMAN INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 113832 · NJ · Approved
- AMERRA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 155860 · NJ · Approved
- ANCHORED FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 336537 · NJ · Approved
- APPALOOSA LPRegistered Investment Advisers · CRD # 281909 · NJ · Approved
- ASHE CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 169616 · NJ · Approved
- ASSET ADVISORY GROUP, INC.Registered Investment Advisers · CRD # 106618 · NJ · Approved
- ASSET MANAGEMENT CONSULTING SERVICES, INC.Registered Investment Advisers · CRD # 128793 · NJ · Approved
- ASTRA WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 321136 · NJ · Approved
- ATLAS PRIVATE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 283744 · NJ · Approved
- AURORA PRIVATE WEALTH, INC.Registered Investment Advisers · CRD # 281604 · NJ · Approved
- AXQ CAPITAL, LPRegistered Investment Advisers · CRD # 318863 · NJ · Approved
- BARNEGAT FUND MANAGEMENT INC.Registered Investment Advisers · CRD # 158347 · NJ · Approved
- BARON FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 144234 · NJ · Approved
- BAUTIS FINANCIAL, LLCRegistered Investment Advisers · CRD # 148582 · NJ · Approved
- BAYARD ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 177515 · NJ · Approved
- BC ADVISORS, LLCRegistered Investment Advisers · CRD # 142982 · NJ · Approved
- BCG SECURITIES, INC.Registered Investment Advisers · CRD # 70 · NJ · Approved
- BEACON INVESTMENT ADVISORY SERVICES, INC.Registered Investment Advisers · CRD # 226547 · NJ · Approved
- BECKERMAN INSTITUTIONAL, LLCRegistered Investment Advisers · CRD # 142480 · NJ · Approved
- BELLWETHER CONSULTING LLCRegistered Investment Advisers · CRD # 111188 · NJ · Approved
- BERGAMOT ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 309424 · NJ · Approved
- BERNARD CAROLI WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 174761 · NJ · Approved
- BLACK CORAL FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 154623 · NJ · Approved
- BLACKHILL CAPITAL, INCRegistered Investment Advisers · CRD # 105208 · NJ · Approved
- BLACKROCK INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 108928 · NJ · Approved
- BLEAKLEY FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 318366 · NJ · Approved
- BLUEPRINT CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 282327 · NJ · Approved
- BLUESHIFT ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 290637 · NJ · Approved
- BLUEVINE ADVISORY LLCRegistered Investment Advisers · CRD # 326599 · NJ · Approved