SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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Showing 1–50 of 251 matchingSource: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- 1060 CAPITAL, LLCExempt Reporting Advisers · CRD # 174763 · CO · ERA - Active
- 2X CPGP MANAGEMENT COMPANY LLCExempt Reporting Advisers · CRD # 294069 · CO · ERA - Active
- 3LINES, LLCExempt Reporting Advisers · CRD # 305835 · CO · ERA - Active
- ABLE RESEARCH TECHNOLOGY LTDExempt Reporting Advisers · CRD # 337608 · CO · ERA - Active
- ABRDN CANADA LIMITEDExempt Reporting Advisers · CRD # 339308 · CO · ERA - Active
- ABSOLUTARIS BASE LIMITEDExempt Reporting Advisers · CRD # 339137 · CO · ERA - Active
- ACCESS MANAGEMENT COMPANY, INC.Exempt Reporting Advisers · CRD # 290236 · CO · ERA - Active
- ADLERBERG CAPITAL LLCExempt Reporting Advisers · CRD # 344440 · CO · ERA - Active
- AETHERIS DIVERSIFIED INC.Exempt Reporting Advisers · CRD # 335339 · CO · ERA - Active
- AGENTQUANT INCExempt Reporting Advisers · CRD # 344110 · CO · ERA - Active
- AI EARN LTDExempt Reporting Advisers · CRD # 337851 · CO · ERA - Active
- AITRADE LTDExempt Reporting Advisers · CRD # 334311 · CO · ERA - Active
- AKSIA PARTNERS LLCExempt Reporting Advisers · CRD # 337925 · CO · ERA - Active
- ALGEBRIS INVESTMENTS US INC.Exempt Reporting Advisers · CRD # 342552 · CO · ERA - Active
- ALIGN FINANCIAL SERVICESExempt Reporting Advisers · CRD # 336381 · CO · ERA - Active
- ALPHA PAYMENT LTDExempt Reporting Advisers · CRD # 337697 · CO · ERA - Active
- ALTIRA GROUP LLCExempt Reporting Advisers · CRD # 160010 · CO · ERA - Active
- ALUMENIS CAPITAL MANAGEMENT GMBH LTDExempt Reporting Advisers · CRD # 340855 · CO · ERA - Active
- ANCORA HOLDINGS, INCExempt Reporting Advisers · CRD # 340056 · CO · ERA - Active
- APEX FINANCIAL LTDExempt Reporting Advisers · CRD # 342652 · CO · ERA - Active
- APEXES MANAGEMENT LTDExempt Reporting Advisers · CRD # 338468 · CO · ERA - Active
- APEXIUM SECURITIES LTDExempt Reporting Advisers · CRD # 340985 · CO · ERA - Active
- ARBORFIRE CAPITAL INC.Exempt Reporting Advisers · CRD # 343244 · CO · ERA - Active
- ARMADA VENTURE PARTNERS LLCExempt Reporting Advisers · CRD # 329744 · CO · ERA - Active
- ASTROFLUX CAPITAL, INC.Exempt Reporting Advisers · CRD # 343739 · CO · ERA - Active
- AUREUS ADVISORS INC.Exempt Reporting Advisers · CRD # 339854 · CO · ERA - Active
- AURORA ARCHIPELAGO INCExempt Reporting Advisers · CRD # 340281 · CO · ERA - Active
- AUVRAX TECHNOLOGIES INCExempt Reporting Advisers · CRD # 341628 · CO · ERA - Active
- AV COMMONEDGE INCExempt Reporting Advisers · CRD # 344156 · CO · ERA - Active
- AVODAH CAPITAL GROUP, LLCExempt Reporting Advisers · CRD # 319775 · CO · ERA - Active
- AXIVON EXCHANGE LTDExempt Reporting Advisers · CRD # 340961 · CO · ERA - Active
- BCM ADVISOR, LLCExempt Reporting Advisers · CRD # 296897 · CO · ERA - Active
- BG WEALTH SHARING LTDExempt Reporting Advisers · CRD # 338316 · CO · ERA - Active
- BIGR VENTURES GP LLCExempt Reporting Advisers · CRD # 285984 · CO · ERA - Active
- BITMATRIX EXCHANGE LTDExempt Reporting Advisers · CRD # 338020 · CO · ERA - Active
- BLACKHORN VENTURES MANAGEMENT II, LLCExempt Reporting Advisers · CRD # 325836 · CO · ERA - Active
- BLACKHORN VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 297981 · CO · ERA - Active
- BLOCKARA CAPITAL MANAGEMENT LTDExempt Reporting Advisers · CRD # 342234 · CO · ERA - Active
- BOULDER FOOD GROUP, LLCExempt Reporting Advisers · CRD # 174360 · CO · ERA - Active
- BQEX LTDExempt Reporting Advisers · CRD # 341484 · CO · ERA - Active
- BRANTONE VEYLOR INCExempt Reporting Advisers · CRD # 343550 · CO · ERA - Active
- BRILIONX INCExempt Reporting Advisers · CRD # 339996 · CO · ERA - Active
- BTEX GROUP LIMITEDExempt Reporting Advisers · CRD # 339669 · CO · ERA - Active
- BVIM, LLCExempt Reporting Advisers · CRD # 160967 · CO · ERA - Active
- CAFFEINATED CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 165964 · CO · ERA - Active
- CALYSTRON CAPITAL LTDExempt Reporting Advisers · CRD # 339782 · CO · ERA - Active
- CEREVIA LTDExempt Reporting Advisers · CRD # 342403 · CO · ERA - Active
- CFLER CO., LTD.Exempt Reporting Advisers · CRD # 338017 · CO · ERA - Active
- CIRRUS OIL & GAS CAPITAL MANAGEMENT LPExempt Reporting Advisers · CRD # 328366 · CO · ERA - Active
- CIRRUS OIL & GAS LLCExempt Reporting Advisers · CRD # 328721 · CO · ERA - Active