Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- WHIPPOORWILL ASSOCIATES INCRegistered Investment Advisers · CRD # 107497 · NY · Approved
- WHITE HAT CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 288059 · NY · Approved
- WHITEFORT CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 288534 · NY · Approved
- WILDCAT CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 162178 · NY · Approved
- WILKINSON GLOBAL ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 292470 · NY · Approved
- WILLIAMS JONES WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 301925 · NY · Approved
- WILLOW ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 282487 · NY · Approved
- WILLOW RUN ADVISORS, LLCRegistered Investment Advisers · CRD # 343930 · NY · Approved
- WILLOW TREE CAPITAL CORP ADVISORS LLCRegistered Investment Advisers · CRD # 328528 · NY · Approved
- WILLOW TREE CREDIT PARTNERS LPRegistered Investment Advisers · CRD # 287810 · NY · Approved
- WILLOWRIDGE PARTNERS, INC.Registered Investment Advisers · CRD # 157116 · NY · Approved
- WILMINGTON CAPITAL SECURITIES, LLCRegistered Investment Advisers · CRD # 133839 · NY · Approved
- WINDROSE HEALTH INVESTORS, LLCRegistered Investment Advisers · CRD # 160311 · NY · Approved
- WINGSPAN CAPITAL, LLCRegistered Investment Advisers · CRD # 307759 · NY · Approved
- WINSHORE CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 300347 · NY · Approved
- WINTHROP PARTNERS - EPA, LLCRegistered Investment Advisers · CRD # 282098 · NY · Approved
- WINTHROP PARTNERS - WNY, LLCRegistered Investment Advisers · CRD # 282100 · NY · Approved
- WINTHROP PARTNERS - WPA, LLCRegistered Investment Advisers · CRD # 282102 · NY · Approved
- WISDOMTREE ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 139684 · NY · Approved
- WISDOMTREE DIGITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 322139 · NY · Approved
- WISDOMTREE VENTURES MANAGEMENT, LLCRegistered Investment Advisers · CRD # 343577 · NY · Approved
- WISE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 133614 · NY · Approved
- WNY ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 153872 · NY · Approved
- WOLFE RESEARCH ADVISORS, LLCRegistered Investment Advisers · CRD # 326717 · NY · Approved
- WORTH CHARTING GROUP LLCRegistered Investment Advisers · CRD # 340328 · NY · Approved
- WPM WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 316722 · NY · Approved
- WYNNEFIELD CAPITAL, INC.Registered Investment Advisers · CRD # 157604 · NY · Approved
- WYSER-PRATTE MANAGEMENT CO., INC.Registered Investment Advisers · CRD # 106399 · NY · Approved
- XN LPRegistered Investment Advisers · CRD # 308156 · NY · Approved
- YAUPON CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 298556 · NY · Approved
- YEARWOOD YOUNG ADVISORS LLCRegistered Investment Advisers · CRD # 307719 · NY · Approved
- YIELDPOINT, L.P.Registered Investment Advisers · CRD # 311859 · NY · Approved
- YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLCRegistered Investment Advisers · CRD # 140336 · NY · Approved
- Z CAPITAL GROUP, L.L.C.Registered Investment Advisers · CRD # 159511 · NY · Approved
- ZBS PARTNERS, LLCRegistered Investment Advisers · CRD # 326727 · NY · Approved
- ZENYTH ADVISORS LLCRegistered Investment Advisers · CRD # 289192 · NY · Approved
- ZEPHYR MANAGEMENT, L.P.Registered Investment Advisers · CRD # 129683 · NY · Approved
- ZIMMER PARTNERS, LPRegistered Investment Advisers · CRD # 165684 · NY · Approved
- ZMC ADVISORS, L.P.Registered Investment Advisers · CRD # 161274 · NY · Approved
- ZOE FINANCIAL, INC.Registered Investment Advisers · CRD # 285158 · NY · Approved
- ZWEIG-DIMENNA ASSOCIATES LLCRegistered Investment Advisers · CRD # 161385 · NY · Approved