Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- KANBRICK LLCRegistered Investment Advisers · CRD # 309288 · NC · Approved
- KENNETH FRENKE & CO., INC.Registered Investment Advisers · CRD # 109352 · NC · Approved
- KENSINGTON FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 127658 · NC · Approved
- KERUSSO CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 316352 · NC · Approved
- KIAN CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 329179 · NC · Approved
- KUCHARO WEALTH, LLCRegistered Investment Advisers · CRD # 329601 · NC · Approved
- KUHN ADVISORS, INC.Registered Investment Advisers · CRD # 117816 · NC · Approved
- LAUREL WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 118469 · NC · Approved
- LEVEL WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 301381 · NC · Approved
- LEWIS FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 116344 · NC · Approved
- LIFEPLAN INVESTMENT ADVISORS, INCRegistered Investment Advisers · CRD # 144157 · NC · Approved
- LINDEN THOMAS ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 288557 · NC · Approved
- LIVE OAK PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 297904 · NC · Approved
- LUMINA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 291548 · NC · Approved
- LYON WEALTH ADVISORS GROUP, LLCRegistered Investment Advisers · CRD # 325041 · NC · Approved
- MAUNEY-PITT FINANCIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 337870 · NC · Approved
- MBL WEALTH, LLCRegistered Investment Advisers · CRD # 305176 · NC · Approved
- MCGRATH & ASSOCIATES, INC.Registered Investment Advisers · CRD # 121197 · NC · Approved
- MILESTONE INVESTMENTS, INC.Registered Investment Advisers · CRD # 47090 · NC · Approved
- MILL CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 312798 · NC · Approved
- MILLBANK DARTMOOR PORTSMOUTH LLCRegistered Investment Advisers · CRD # 311046 · NC · Approved
- MODERN CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 131117 · NC · Approved
- MORGAN CREEK CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 138401 · NC · Approved
- MUIRFIELD WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 316071 · NC · Approved
- NAPLES ASSET MANAGEMENT CO., LLCRegistered Investment Advisers · CRD # 133978 · NC · Approved
- NEW REPUBLIC CAPITAL, LLCRegistered Investment Advisers · CRD # 310907 · NC · Approved
- NOVARE CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 117949 · NC · Approved
- OAK CITY CONSULTING, LLCRegistered Investment Advisers · CRD # 162220 · NC · Approved
- OBP CAPITAL LLCRegistered Investment Advisers · CRD # 167619 · NC · Approved
- OCTAGON ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 286248 · NC · Approved
- OLD NORTH STATE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 148659 · NC · Approved
- OLD PEAK FINANCE LLCRegistered Investment Advisers · CRD # 154804 · NC · Approved
- OMNISTAR FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 138515 · NC · Approved
- ONE8ZERO8, LLCRegistered Investment Advisers · CRD # 332702 · NC · Approved
- PAMLICO CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 157532 · NC · Approved
- PASSPORT WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 297449 · NC · Approved
- PENDLETON FINANCIAL, LLCRegistered Investment Advisers · CRD # 325303 · NC · Approved
- PHOENIX WEALTH ADVISORS INC.Registered Investment Advisers · CRD # 118412 · NC · Approved
- PHYSICIANS FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 118519 · NC · Approved
- PIEDMONT CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 155682 · NC · Approved
- PINAFORE WEALTH COUNSEL INC.Registered Investment Advisers · CRD # 170540 · NC · Approved
- PLEXUS CAPITAL, LLCRegistered Investment Advisers · CRD # 310241 · NC · Approved
- POM INVESTMENT STRATEGIES, LLCRegistered Investment Advisers · CRD # 317067 · NC · Approved
- PORTUS WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 300558 · NC · Approved
- POWELL FINANCIAL, INC.Registered Investment Advisers · CRD # 144230 · NC · Approved
- PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLCRegistered Investment Advisers · CRD # 149889 · NC · Approved
- PROFESSIONAL WEALTH MANAGEMENT SERVICES LLCRegistered Investment Advisers · CRD # 150266 · NC · Approved
- PROVIDENCE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 174631 · NC · Approved
- PURSUIT WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 337709 · NC · Approved
- QHP CAPITAL, L.P.Registered Investment Advisers · CRD # 311710 · NC · Approved