Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- NEPSIS, INC.Registered Investment Advisers · CRD # 141203 · MN · Approved
- NEXT CENTURY GROWTH INVESTORS LLCRegistered Investment Advisers · CRD # 108978 · MN · Approved
- NICOLLET INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 109401 · MN · Approved
- NORTH AMERICAN WEALTH ADVISORS INC.Registered Investment Advisers · CRD # 297057 · MN · Approved
- NORTH COMPASS FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 146626 · MN · Approved
- NORTH SKY CAPITAL, LLCRegistered Investment Advisers · CRD # 133959 · MN · Approved
- NORTHCREST ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 300366 · MN · Approved
- NORTHERN LAKES CAPITAL, L.P.Registered Investment Advisers · CRD # 315975 · MN · Approved
- NORTHERN PACIFIC GROUP, L.P.Registered Investment Advisers · CRD # 299012 · MN · Approved
- NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 173350 · MN · Approved
- NORTHLAND CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 146452 · MN · Approved
- NORTHLAND SECURITIES, INC.Registered Investment Advisers · CRD # 40258 · MN · Approved
- NORTHROCK PARTNERS, LLCRegistered Investment Advisers · CRD # 167908 · MN · Approved
- NORTHSTAR COMPANY, LLCRegistered Investment Advisers · CRD # 158003 · MN · Approved
- NORWEST CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 323642 · MN · Approved
- OAKWOOD CAPITAL, INC.Registered Investment Advisers · CRD # 112399 · MN · Approved
- OKABENA INVESTMENT SERVICES INCRegistered Investment Advisers · CRD # 111162 · MN · Approved
- OSP, LLCRegistered Investment Advisers · CRD # 169245 · MN · Approved
- PACK PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 310523 · MN · Approved
- PALADIN CAPITAL, LLCRegistered Investment Advisers · CRD # 288037 · MN · Approved
- PALADIN WEALTH, LLCRegistered Investment Advisers · CRD # 288387 · MN · Approved
- PALISADE ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 136089 · MN · Approved
- PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 110372 · MN · Approved
- PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 330050 · MN · Approved
- PATHFINDER 360 MANAGEMENTCO, LLCRegistered Investment Advisers · CRD # 319211 · MN · Approved
- PEAK FINANCIAL CONSULTING, INC.Registered Investment Advisers · CRD # 291860 · MN · Approved
- PERCEPTIVE EDGE INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 119436 · MN · Approved
- PEREGRINE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 110052 · MN · Approved
- PERKINS CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 105028 · MN · Approved
- PETROS FAMILY WEALTH, LLCRegistered Investment Advisers · CRD # 324059 · MN · Approved
- PHILLIP JAMES CONSULTING CO.Registered Investment Advisers · CRD # 168228 · MN · Approved
- PINE RIVER CAPITAL MANAGEMENT L.P.Registered Investment Advisers · CRD # 133720 · MN · Approved
- PIPER HEARTLAND HEALTHCARE CAPITAL, LLCRegistered Investment Advisers · CRD # 310044 · MN · Approved
- PIPER SANDLER & CO.Registered Investment Advisers · CRD # 665 · MN · Approved
- PITZL FINANCIAL, LLCRegistered Investment Advisers · CRD # 171441 · MN · Approved
- PROTERRA INVESTMENT PARTNERS LPRegistered Investment Advisers · CRD # 282051 · MN · Approved
- PSC CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 165620 · MN · Approved
- PSC FINANCIAL LLCRegistered Investment Advisers · CRD # 172054 · MN · Approved
- PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 117962 · MN · Approved
- QUANTITATIVE ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 143279 · MN · Approved
- QUARRY HILL ADVISORS, LLCRegistered Investment Advisers · CRD # 288334 · MN · Approved
- RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.Registered Investment Advisers · CRD # 107173 · MN · Approved
- REDHAWK WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 146616 · MN · Approved
- RICE PARK CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 304990 · MN · Approved
- RIVERBRIDGE PARTNERS LLCRegistered Investment Advisers · CRD # 108074 · MN · Approved
- ROSSJOHNSON & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 297583 · MN · Approved
- RUNNING OAK CAPITAL LLCRegistered Investment Advisers · CRD # 286656 · MN · Approved
- S CAPITAL WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 172591 · MN · Approved
- SBE LLC DBA CEDAR COVE WEALTH PARTNERSRegistered Investment Advisers · CRD # 336245 · MN · Approved
- SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 147384 · MN · Approved