Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- PENNINGTON PARTNERS & CO., LLCRegistered Investment Advisers · CRD # 282688 · MD · Approved
- PKS INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 110147 · MD · Approved
- PLANVEST FINANCIAL, INC.Registered Investment Advisers · CRD # 290306 · MD · Approved
- PLOTKIN FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 127635 · MD · Approved
- PNC CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 151829 · MD · Approved
- POINTER FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 326745 · MD · Approved
- POTOMAC ASSET MANAGEMENT CO INCRegistered Investment Advisers · CRD # 105730 · MD · Approved
- POTOMAC FUND MANAGEMENT INCRegistered Investment Advisers · CRD # 105413 · MD · Approved
- PROFUND ADVISORS LLCRegistered Investment Advisers · CRD # 109585 · MD · Approved
- PROMETHIUM ADVISORS, LLCRegistered Investment Advisers · CRD # 329565 · MD · Approved
- PROSHARE ADVISORS LLCRegistered Investment Advisers · CRD # 134155 · MD · Approved
- PROSHARE INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 342578 · MD · Approved
- PROSTATIS GROUP LLCRegistered Investment Advisers · CRD # 132662 · MD · Approved
- PSG CREDIT GP, LLCRegistered Investment Advisers · CRD # 311297 · MD · Approved
- QP CONSULTING, LLCRegistered Investment Advisers · CRD # 129601 · MD · Approved
- QUANTUM FINANCIAL ADVISORS INCRegistered Investment Advisers · CRD # 113563 · MD · Approved
- RCS FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 291678 · MD · Approved
- REALTERM TRANSPORTATION LLCRegistered Investment Advisers · CRD # 322689 · MD · Approved
- RED OAK FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 166912 · MD · Approved
- RETIREMENT MANAGEMENT SYSTEMS, INC.Registered Investment Advisers · CRD # 150351 · MD · Approved
- REUTEMANN FINANCIAL SOLUTIONS, INC.Registered Investment Advisers · CRD # 153247 · MD · Approved
- RISK MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 122366 · MD · Approved
- RLJ EQUITY PARTNERS, LLCRegistered Investment Advisers · CRD # 162006 · MD · Approved
- ROCK SPRINGS CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 168648 · MD · Approved
- ROTUNDA CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 290282 · MD · Approved
- SANDBOX FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 297858 · MD · Approved
- SARGENT INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 297499 · MD · Approved
- SAVANO DIRECT CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 174066 · MD · Approved
- SC&H FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 120666 · MD · Approved
- SCARBOROUGH ADVISORS, LLCRegistered Investment Advisers · CRD # 169517 · MD · Approved
- SCHAEFFER FINANCIAL LLCRegistered Investment Advisers · CRD # 133697 · MD · Approved
- SERA CAPITAL MANAGEMENT LIMITED LIABILITY COMPANYRegistered Investment Advisers · CRD # 120896 · MD · Approved
- SFG WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 285785 · MD · Approved
- SHAKER FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 121534 · MD · Approved
- SHERMAN WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 281093 · MD · Approved
- SNYDER ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 290450 · MD · Approved
- SOAPSTONE MANAGEMENT L.P.Registered Investment Advisers · CRD # 162936 · MD · Approved
- STANDARD PARTNERS LLCRegistered Investment Advisers · CRD # 167956 · MD · Approved
- SUISSA PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 342601 · MD · 120-Day Approval
- T. ROWE PRICE (CANADA) INC.Registered Investment Advisers · CRD # 107290 · MD · Approved
- T. ROWE PRICE ADVISORY SERVICES, INC.Registered Investment Advisers · CRD # 108958 · MD · Approved
- T. ROWE PRICE ASSOCIATES, INC.Registered Investment Advisers · CRD # 105496 · MD · Approved
- T.ROWE PRICE INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 314590 · MD · Approved
- THE ELLERSON GROUP INCRegistered Investment Advisers · CRD # 106658 · MD · Approved
- THE FINANCIAL CONSULATE, INCRegistered Investment Advisers · CRD # 106898 · MD · Approved
- THE JUNK INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 104619 · MD · Approved
- THE L. WARNER COMPANIES, INCRegistered Investment Advisers · CRD # 108001 · MD · Approved
- THE LUTS & GREENLEIGH GROUP, INC.Registered Investment Advisers · CRD # 305002 · MD · Approved
- THE MARSHALL FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 146362 · MD · Approved
- THE PROSPERITY CONSULTING GROUP, LLCRegistered Investment Advisers · CRD # 133777 · MD · Approved