Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ARIXA MANAGEMENT, LLCRegistered Investment Advisers · CRD # 336603 · CA · Approved
- ARK WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 309396 · CA · Approved
- ARLINGTON FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 283288 · CA · Approved
- ARROWROOT CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 285193 · CA · Approved
- ARROWROOT FAMILY OFFICE, LLCRegistered Investment Advisers · CRD # 168744 · CA · Approved
- ARROYO INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 130243 · CA · Approved
- ARTA FINANCE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 318714 · CA · Approved
- ARX MANAGEMENT, LLCRegistered Investment Advisers · CRD # 305659 · CA · Approved
- ASCENDANT CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 306257 · CA · Approved
- ASCENSION WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 146451 · CA · Approved
- ASIA ALTERNATIVES MANAGEMENT LLCRegistered Investment Advisers · CRD # 141481 · CA · Approved
- ASL FINANCIAL, LLCRegistered Investment Advisers · CRD # 115479 · CA · Approved
- ASPIREAN WEALTH, LLCRegistered Investment Advisers · CRD # 173138 · CA · Approved
- ASPIRIANT, LLCRegistered Investment Advisers · CRD # 146720 · CA · Approved
- ASSET DEDICATION, LLCRegistered Investment Advisers · CRD # 151988 · CA · Approved
- ASSET PLANNING, INCRegistered Investment Advisers · CRD # 111535 · CA · Approved
- ASSETMARK, INC.Registered Investment Advisers · CRD # 109018 · CA · Approved
- ASTRAVIA FAMILY WEALTH OFFICE LLCRegistered Investment Advisers · CRD # 342263 · CA · 120-Day Approval
- ATALA FINANCIAL INCRegistered Investment Advisers · CRD # 318371 · CA · Approved
- ATLAS CAPITAL ADVISORS INC.Registered Investment Advisers · CRD # 127036 · CA · Approved
- ATLAS LEGACY ADVISORS LLCRegistered Investment Advisers · CRD # 329888 · CA · Approved
- ATTENTIVE INVESTMENTS, LLCRegistered Investment Advisers · CRD # 315478 · CA · Approved
- ATWATER CAPITAL, LLCRegistered Investment Advisers · CRD # 299075 · CA · Approved
- AUDENT GLOBAL ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 308166 · CA · Approved
- AURORA CAPITAL PARTNERS MANAGEMENT VI L.P.Registered Investment Advisers · CRD # 304605 · CA · Approved
- AUSPICIOUS FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 297962 · CA · Approved
- AUTHENTIC VENTURES INVESTMENT MANAGER, LLCRegistered Investment Advisers · CRD # 304938 · CA · Approved
- AUTILUS PARTNERS LLCRegistered Investment Advisers · CRD # 322882 · CA · Approved
- AVALAN, LLCRegistered Investment Advisers · CRD # 156109 · CA · Approved
- AVALON CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 107501 · CA · Approved
- AVALON GLOBAL ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 107785 · CA · Approved
- AVANATH CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 172704 · CA · Approved
- AVILA RE CAPITAL, LLCRegistered Investment Advisers · CRD # 325431 · CA · Approved
- AVISE FINANCIAL COOPERATIVE, INC.Registered Investment Advisers · CRD # 328790 · CA · Approved
- AVISEN ADVISORS, LLCRegistered Investment Advisers · CRD # 113791 · CA · Approved
- AWR INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 118538 · CA · Approved
- AXXCESS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 164081 · CA · Approved
- B.B. GRAHAM & COMPANY, INC.Registered Investment Advisers · CRD # 41533 · CA · Approved
- BAILARD, INC.Registered Investment Advisers · CRD # 110550 · CA · Approved
- BAKER AVENUE ASSET MANAGEMENT, LPRegistered Investment Advisers · CRD # 132657 · CA · Approved
- BAKER STREET ADVISORS, LLCRegistered Investment Advisers · CRD # 128066 · CA · Approved
- BALANCE CASH MANAGEMENT INC.Registered Investment Advisers · CRD # 333867 · CA · Approved
- BALLAST POINT FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 283295 · CA · Approved
- BALMORAL MANAGEMENT II L.P.Registered Investment Advisers · CRD # 164956 · CA · Approved
- BANCREEK CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 328736 · CA · Approved
- BANCREEK CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 312900 · CA · Approved
- BANCREEK CAPITAL STRATEGIES, LLCRegistered Investment Advisers · CRD # 341539 · CA · Approved
- BANNEKER PARTNERS LLCRegistered Investment Advisers · CRD # 296624 · CA · Approved
- BANTA ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 142987 · CA · Approved
- BANYAN ALPHA INVESTMENT L.P.Registered Investment Advisers · CRD # 311857 · CA · Approved