Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- THE ROXBOROUGH GROUP, LLCRegistered Investment Advisers · CRD # 310949 · CA · Approved
- THE WEALTH COLLABORATIVE, INC.Registered Investment Advisers · CRD # 142618 · CA · Approved
- THE WEALTHGARDEN F.S. LLCRegistered Investment Advisers · CRD # 311927 · CA · Approved
- THE WEIL COMPANYRegistered Investment Advisers · CRD # 22090 · CA · Approved
- THIELEN CAPITAL CORPORATIONRegistered Investment Advisers · CRD # 169139 · CA · Approved
- THINK INVESTMENTS LPRegistered Investment Advisers · CRD # 169347 · CA · Approved
- THOROFARE, LLCRegistered Investment Advisers · CRD # 171293 · CA · Approved
- THREE ARCH WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 333733 · CA · Approved
- THREE BRIDGE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 150460 · CA · Approved
- THREE OAKS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 171082 · CA · Approved
- THRYVE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 335920 · CA · Approved
- TICINO WEALTH LLCRegistered Investment Advisers · CRD # 335808 · CA · Approved
- TIDE ROCK LEVERAGECO MANAGER, LLCRegistered Investment Advisers · CRD # 342458 · CA · 120-Day Approval
- TIDECREST WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 332422 · CA · Approved
- TIDEMARK MANAGEMENT COMPANY LPRegistered Investment Advisers · CRD # 313541 · CA · Approved
- TIDEMARK, LLCRegistered Investment Advisers · CRD # 327611 · CA · Approved
- TIDWELL WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 309109 · CA · Approved
- TIEMANN INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 125360 · CA · Approved
- TILLER PARTNERS, LLCRegistered Investment Advisers · CRD # 170429 · CA · Approved
- TME FINANCIAL, INC.Registered Investment Advisers · CRD # 322851 · CA · Approved
- TOP TIER CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 144546 · CA · Approved
- TOPEL & DISTASI WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 285538 · CA · Approved
- TOPTURN CAPITAL, LLCRegistered Investment Advisers · CRD # 151464 · CA · Approved
- TORONADO PARTNERS LLCRegistered Investment Advisers · CRD # 283612 · CA · Approved
- TORREN MANAGEMENT, LLCRegistered Investment Advisers · CRD # 329263 · CA · Approved
- TORREY GROWTH & INCOME ADVISORS, LLCRegistered Investment Advisers · CRD # 139940 · CA · Approved
- TORREY WEALTH, LLCRegistered Investment Advisers · CRD # 310688 · CA · Approved
- TORREY-PAYNE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 336703 · CA · Approved
- TORREYANA CAPITAL, LLCRegistered Investment Advisers · CRD # 329075 · CA · Approved
- TORTUGA ADVISERS LLCRegistered Investment Advisers · CRD # 137514 · CA · Approved
- TORTUGA WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 153737 · CA · Approved
- TOTAL WEALTH SERVICES, LLCRegistered Investment Advisers · CRD # 331833 · CA · Approved
- TOTAL WEALTH SOLUTIONS, INC.Registered Investment Advisers · CRD # 327794 · CA · Approved
- TOWERPOINT WEALTH, LLCRegistered Investment Advisers · CRD # 288593 · CA · Approved
- TOWNELEY CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 169863 · CA · Approved
- TRAN CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 107049 · CA · Approved
- TRANSGLOBAL ADVISORY, LLCRegistered Investment Advisers · CRD # 168709 · CA · Approved
- TRANSOM CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 170459 · CA · Approved
- TRAVEKA WEALTH, LLCRegistered Investment Advisers · CRD # 328421 · CA · Approved
- TREE LINE CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 173784 · CA · Approved
- TRELLIS WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 154861 · CA · Approved
- TREND TRADE PRO, LLCRegistered Investment Advisers · CRD # 328383 · CA · Approved
- TRI-AD CAPITAL MANAGEMENT I, LLCRegistered Investment Advisers · CRD # 324364 · CA · Approved
- TRIAD INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 146786 · CA · Approved
- TRIAGEN WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 308457 · CA · Approved
- TRIANGLE PEAK PARTNERS, LPRegistered Investment Advisers · CRD # 147917 · CA · Approved
- TRIATOMIC MANAGEMENT LPRegistered Investment Advisers · CRD # 312408 · CA · Approved
- TRIAVERA CAPITAL LLCRegistered Investment Advisers · CRD # 329548 · CA · Approved
- TRIBE CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 304697 · CA · Approved
- TRICORD ADVISORS, INC.Registered Investment Advisers · CRD # 155749 · CA · Approved