Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- WM PARTNERS, LPRegistered Investment Advisers · CRD # 235788 · FL · Approved
- WMG FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 285824 · TN · Approved
- WMKI GROUP LLCRegistered Investment Advisers · CRD # 309832 · Approved
- WMS ADVISORS, LLCRegistered Investment Advisers · CRD # 122224 · NC · Approved
- WMS GROUP LLCRegistered Investment Advisers · CRD # 164327 · Approved
- WNDRCO CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 318443 · CA · Approved
- WNY ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 153872 · NY · Approved
- WOLD FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 316409 · MN · Approved
- WOLF FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 146080 · IL · Approved
- WOLF HILL CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 306712 · CT · Approved
- WOLF RIVER CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 149038 · TN · Approved
- WOLFE RESEARCH ADVISORS, LLCRegistered Investment Advisers · CRD # 326717 · NY · Approved
- WOLFERS ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 121359 · Approved
- WOLFF FINANCIAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 283239 · MI · Approved
- WOLFF WIESE MAGANA LLCRegistered Investment Advisers · CRD # 157620 · CA · Approved
- WOLFGANG CAPITAL LLCRegistered Investment Advisers · CRD # 283525 · CA · Approved
- WOLFSTICH CAPITAL, LLCRegistered Investment Advisers · CRD # 146026 · MA · Approved
- WOLFSTONE WEALTH, LLCRegistered Investment Advisers · CRD # 319230 · Approved
- WOLOSHIN INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 132346 · NJ · Approved
- WOLVERINE ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 138907 · IL · Approved
- WOLVERINE INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 307037 · GA · Approved
- WOLVERINE WEALTH ADVISORY SERVICES INC.Registered Investment Advisers · CRD # 146564 · MI · Approved
- WOMACK FINANCIAL LLCRegistered Investment Advisers · CRD # 174873 · TX · Approved
- WOMACK WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 146126 · CA · Approved
- WOMEN'S WEALTH ADVISORRegistered Investment Advisers · CRD # 317291 · NJ · Approved
- WOOD TARVER FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 298793 · ID · Approved
- WOODARD & CO ASSET MANAGEMENT GROUP INCRegistered Investment Advisers · CRD # 108199 · NC · Approved
- WOODBOURNE CAPITAL MANAGEMENT INTERNATIONAL LPRegistered Investment Advisers · CRD # 143980 · CO · Approved
- WOODFIELD FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 123279 · IL · Approved
- WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INCRegistered Investment Advisers · CRD # 107660 · IN · Approved
- WOODLINE PARTNERS LPRegistered Investment Advisers · CRD # 301480 · CA · Approved
- WOODLOCK FAMILY CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 300051 · Approved
- WOODMONT ADVISORY GROUP, INC.Registered Investment Advisers · CRD # 112276 · Approved
- WOODMONT INVESTMENT COUNSEL, LLCRegistered Investment Advisers · CRD # 109779 · TN · Approved
- WOODSIDE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 175118 · MA · Approved
- WOODSON CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 161644 · CT · Approved
- WOODSTOCK CORPORATIONRegistered Investment Advisers · CRD # 110662 · MA · Approved
- WOODSTOCK WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 283472 · GA · Approved
- WOODWARD DIVERSIFIED CAPITAL, LLCRegistered Investment Advisers · CRD # 306299 · CA · Approved
- WOODWARD FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 150641 · NC · Approved
- WORLD CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 135941 · CO · Approved
- WORLD EQUITY GROUP, INC.Registered Investment Advisers · CRD # 29087 · IL · Approved
- WORLD INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 208512 · NJ · Approved
- WORLDLINE CAPITAL PTE. LTD.Registered Investment Advisers · CRD # 343189 · Approved
- WORLDLY PARTNERS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 309792 · MA · Approved
- WORTH ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 166970 · TX · Approved
- WORTH CHARTING GROUP LLCRegistered Investment Advisers · CRD # 340328 · NY · Approved
- WORTH FINANCIAL ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 156564 · NC · Approved
- WORTH FINANCIAL GROUP INC.Registered Investment Advisers · CRD # 13478 · TX · Approved
- WORTH VENTURE PARTNERS, LLCRegistered Investment Advisers · CRD # 168610 · NJ · Approved