Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- WILLING CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 310353 · Approved
- WILLIS ASSET FINANCE MANAGEMENT LLCRegistered Investment Advisers · CRD # 337254 · FL · Approved
- WILLIS INVESTMENT COUNSEL INCRegistered Investment Advisers · CRD # 111042 · GA · Approved
- WILLIS JOHNSON WEALTH, INC.Registered Investment Advisers · CRD # 119759 · TX · Approved
- WILLIS TOWERS WATSON SECURITIES, LLCRegistered Investment Advisers · CRD # 317602 · IL · Approved
- WILLNER & HELLER LLCRegistered Investment Advisers · CRD # 135406 · CA · Approved
- WILLOW ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 282487 · NY · Approved
- WILLOW CREEK CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 333911 · MT · Approved
- WILLOW CREEK WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 109240 · CA · Approved
- WILLOW FINANCIAL LLCRegistered Investment Advisers · CRD # 325785 · AR · Approved
- WILLOW GROVE ADVISORS, LLCRegistered Investment Advisers · CRD # 151993 · CA · Approved
- WILLOW PARTNER ADVISORS, LLCRegistered Investment Advisers · CRD # 333917 · MA · Approved
- WILLOW RUN ADVISORS, LLCRegistered Investment Advisers · CRD # 343930 · NY · Approved
- WILLOW TREE CAPITAL CORP ADVISORS LLCRegistered Investment Advisers · CRD # 328528 · NY · Approved
- WILLOW TREE CREDIT PARTNERS LPRegistered Investment Advisers · CRD # 287810 · NY · Approved
- WILLOWRIDGE PARTNERS, INC.Registered Investment Advisers · CRD # 157116 · NY · Approved
- WILLS FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 334431 · VA · Approved
- WILMINGTON CAPITAL SECURITIES, LLCRegistered Investment Advisers · CRD # 133839 · NY · Approved
- WILMINGTON FUNDS MANAGEMENT CORPORATIONRegistered Investment Advisers · CRD # 105163 · DE · Approved
- WILMINGTON TRUST ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 325489 · DE · Approved
- WILMINGTON TRUST INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 106909 · DE · Approved
- WILMINGTON TRUST INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 19396 · DE · Approved
- WILSEY ASSET MANAGEMENT INCORPORATEDRegistered Investment Advisers · CRD # 130482 · CA · Approved
- WILSHIRE ADVISORS LLCRegistered Investment Advisers · CRD # 6210 · CA · Approved
- WILSHIRE QUINN CAPITAL, INC.Registered Investment Advisers · CRD # 148012 · CA · Approved
- WILSON & BOUCHER CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 134076 · Approved
- WILSON GROUP FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 339651 · FL · Approved
- WILSQUARE CAPITAL LLCRegistered Investment Advisers · CRD # 296504 · MO · Approved
- WIMA CAPITAL ASESOR EN INVERSIONES INDEPENDIENTE, S.A.P.I. DE CVRegistered Investment Advisers · CRD # 339562 · Approved
- WIMMER ASSOCIATES I, LLCRegistered Investment Advisers · CRD # 125243 · CA · Approved
- WIN ADVISORS, INCRegistered Investment Advisers · CRD # 300351 · FL · Approved
- WINANS INTERNATIONALRegistered Investment Advisers · CRD # 107125 · NV · Approved
- WINCAP FINANCIAL LLCRegistered Investment Advisers · CRD # 315798 · MA · Approved
- WINCH ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 110194 · WI · Approved
- WINCHESTER ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 322300 · IL · Approved
- WINCORAM ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 312425 · TX · Approved
- WIND POINT ADVISORS LLCRegistered Investment Advisers · CRD # 156485 · IL · Approved
- WINDJAMMER MANAGEMENT PARTNERS, L.P.Registered Investment Advisers · CRD # 160396 · CA · Approved
- WINDLE WEALTH, LLCRegistered Investment Advisers · CRD # 285653 · OK · Approved
- WINDMARK INVESTMENT PARTNERS, INC.Registered Investment Advisers · CRD # 131880 · DE · Approved
- WINDROCK WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 166124 · IL · Approved
- WINDROSE ADVISORS LLCRegistered Investment Advisers · CRD # 152145 · MA · Approved
- WINDROSE HEALTH INVESTORS, LLCRegistered Investment Advisers · CRD # 160311 · NY · Approved
- WINDSOR ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 122266 · OH · Approved
- WINDSOR CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 116593 · AZ · Approved
- WINDWARD CAPITAL MANAGEMENT CORegistered Investment Advisers · CRD # 106908 · CA · Approved
- WINDWARD MANAGEMENT LPRegistered Investment Advisers · CRD # 316224 · Approved
- WINDWARD PRIVATE WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 113761 · KS · Approved
- WINDWARD WEALTH STRATEGIES, INC.Registered Investment Advisers · CRD # 175126 · WI · Approved
- WINEBRENNER CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 154708 · KY · Approved