Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- FORTRESS PRIVATE LEDGER, LLCRegistered Investment Advisers · CRD # 290298 · NC · Approved
- FOUNDERS FINANCIAL ALLIANCE, LLCRegistered Investment Advisers · CRD # 173011 · NC · Approved
- FPF FA L.L.C.Registered Investment Advisers · CRD # 311329 · NC · Approved
- FRANKLIN STREET ADVISORS, INC.Registered Investment Advisers · CRD # 106275 · NC · Approved
- FRAZIER FINANCIAL CONSULTANTS, LLCRegistered Investment Advisers · CRD # 112897 · NC · Approved
- FTA ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 332377 · NC · Approved
- FUND DIRECT ADVISORS INC.Registered Investment Advisers · CRD # 155363 · NC · Approved
- GARDEN CITY MANAGEMENT, LLCRegistered Investment Advisers · CRD # 310518 · NC · Approved
- GIBERT WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 341458 · NC · Approved
- GLASGOW & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 145151 · NC · Approved
- GLOBAL ENDOWMENT MANAGEMENT, LPRegistered Investment Advisers · CRD # 157772 · NC · Approved
- GOUWS CAPITAL LLCRegistered Investment Advisers · CRD # 153812 · NC · Approved
- GRAGG & GRAGG, L.L.P.Registered Investment Advisers · CRD # 110592 · NC · Approved
- GRANADA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 285812 · NC · Approved
- GRANVILLE CAPITAL, INC.Registered Investment Advisers · CRD # 126679 · NC · Approved
- GREENWAY WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 290727 · NC · Approved
- GUARDIAN WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 305412 · NC · Approved
- H. L. ORMOND & COMPANY, LLCRegistered Investment Advisers · CRD # 313593 · NC · Approved
- H. S. DREHER CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 104537 · NC · Approved
- HALE PARTNERSHIP CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 297174 · NC · Approved
- HALIFAX INVESTMENT MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 152789 · NC · Approved
- HAMILTON POINT INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 144534 · NC · Approved
- HARBER CAPITAL LLCRegistered Investment Advisers · CRD # 158939 · NC · Approved
- HATTERAS INVESTMENT PARTNERS, LPRegistered Investment Advisers · CRD # 170628 · NC · Approved
- HAYDEN HARPER WEALTH ADVISORY, LLCRegistered Investment Advisers · CRD # 152091 · NC · Approved
- HCG FUND MANAGEMENT LPRegistered Investment Advisers · CRD # 281615 · NC · Approved
- HICKS & ASSOCIATES WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 323171 · NC · Approved
- HILLTOP WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 283014 · NC · Approved
- HOBART PRIVATE CAPITAL, LLCRegistered Investment Advisers · CRD # 168494 · NC · Approved
- HOLDERNESS INVESTMENTS CORegistered Investment Advisers · CRD # 106530 · NC · Approved
- HOLLINGSWORTH AVENT AVERRE & PURVIS, PARegistered Investment Advisers · CRD # 118943 · NC · Approved
- HORIZON FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 158798 · NC · Approved
- HORIZON INVESTMENTS LLCRegistered Investment Advisers · CRD # 109552 · NC · Approved
- HORIZONS WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 127457 · NC · Approved
- HUNTER STREET INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 145334 · NC · Approved
- IA NETWORK, LLCRegistered Investment Advisers · CRD # 319096 · NC · Approved
- IFC CORE INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 302090 · NC · Approved
- IFC INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 305377 · NC · Approved
- INDEPENDENT ADVISOR ALLIANCE, LLCRegistered Investment Advisers · CRD # 168267 · NC · Approved
- INDEPENDENT WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 328786 · NC · Approved
- INDEXPERTS, LLCRegistered Investment Advisers · CRD # 314858 · NC · Approved
- INNOVATION PARTNERS LLC.Registered Investment Advisers · CRD # 146344 · NC · Approved
- INSIGHT FOLIOS INCRegistered Investment Advisers · CRD # 174411 · NC · Approved
- INTEGRATED WEALTHCARE, LLCRegistered Investment Advisers · CRD # 312929 · NC · Approved
- INTEGRATIVE PLANNING, INC.Registered Investment Advisers · CRD # 336307 · NC · Approved
- INTERCAROLINA FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 19475 · NC · Approved
- INVESTOR ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 106837 · NC · Approved
- IP FINANCIAL ADVISORY SERVICES LLCRegistered Investment Advisers · CRD # 305772 · NC · Approved
- IRONSIDES ASSET ADVISORS, LLCRegistered Investment Advisers · CRD # 161683 · NC · Approved
- JOEL ADAMS AND ASSOCIATES INC.Registered Investment Advisers · CRD # 319379 · NC · Approved