SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 101–150 of 225 matchingSource: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- JESSNICK CAPITAL MANAGEMENT,LLCExempt Reporting Advisers · CRD # 125929 · FL · ERA - Active
- KBIS ASSET MANAGEMENT LLCExempt Reporting Advisers · CRD # 313419 · FL · ERA - Active
- KEC MANAGEMENT L.P.Exempt Reporting Advisers · CRD # 281171 · FL · ERA - Active
- KIG INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 305498 · FL · ERA - Active
- KINEA US ASSET MANAGEMENT LLCExempt Reporting Advisers · CRD # 339762 · FL · ERA - Active
- KINGDOM CAPITAL MANAGEMENT, INC.Exempt Reporting Advisers · CRD # 269899 · FL · ERA - Active
- KIRMANI PARTNERS LLCExempt Reporting Advisers · CRD # 337612 · FL · ERA - Active
- KMD INVESTMENTS MANAGER, LLCExempt Reporting Advisers · CRD # 334509 · FL · ERA - Active
- LAMINGTON CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 343074 · FL · ERA - Active
- LATHAM CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 341082 · FL · ERA - Active
- LATIN AMERICA REAL ASSETS CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 342826 · FL · ERA - Active
- LAYLA CAPITAL MANAGEMENT, LPExempt Reporting Advisers · CRD # 328601 · FL · ERA - Active
- LFE CAPITAL, LLCExempt Reporting Advisers · CRD # 160288 · FL · ERA - Active
- LINCOLN ROAD GLOBAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 328969 · FL · ERA - Active
- LOCI CAPITAL GROUP, LLCExempt Reporting Advisers · CRD # 318484 · FL · ERA - Active
- LUMERITY CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 174219 · FL · ERA - Active
- LVNA MANAGEMENT LLCExempt Reporting Advisers · CRD # 317105 · FL · ERA - Active
- LYNETT CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 299903 · FL · ERA - Active
- MARE LIBERUM CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 343026 · FL · ERA - Active
- MARKLEY CAPITAL MANAGEMENT LPExempt Reporting Advisers · CRD # 311945 · FL · ERA - Active
- MAS ALPHA SECURITIES LLCExempt Reporting Advisers · CRD # 335171 · FL · ERA - Active
- MASTERMIND HOLDINGS LLCExempt Reporting Advisers · CRD # 337699 · FL · ERA - Active
- MASTERS RESEARCH PARTNERS LLCExempt Reporting Advisers · CRD # 163260 · FL · ERA - Active
- MERCER STREET CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 312786 · FL · ERA - Active
- MINDROADS CAPITAL, LLCExempt Reporting Advisers · CRD # 344206 · FL · ERA - Active
- MISTRAL CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 335653 · FL · ERA - Active
- MORNING CALM FUND MANAGER CORP.Exempt Reporting Advisers · CRD # 290307 · FL · ERA - Active
- MPI FUND ADVISORS, LLCExempt Reporting Advisers · CRD # 326059 · FL · ERA - Active
- NEIL JESANI ASSET MANAGEMENT, LLCExempt Reporting Advisers · CRD # 344572 · FL · ERA - Active
- NEW FORM CAPITAL LLCExempt Reporting Advisers · CRD # 330188 · FL · ERA - Active
- NEXILEON MANAGEMENT, LLCExempt Reporting Advisers · CRD # 343906 · FL · ERA - Active
- NEXUS ADVISORSExempt Reporting Advisers · CRD # 334636 · FL · ERA - Active
- NOTCH VIEW CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 322002 · FL · ERA - Active
- NTV FRONTIER MANAGEMENT LLCExempt Reporting Advisers · CRD # 329840 · FL · ERA - Active
- NTV MANAGEMENT LLCExempt Reporting Advisers · CRD # 329838 · FL · ERA - Active
- NTV PROSPERITY MANAGEMENT LLCExempt Reporting Advisers · CRD # 329839 · FL · ERA - Active
- O'LEARY VENTURES MANAGEMENT, L.P.Exempt Reporting Advisers · CRD # 325968 · FL · ERA - Active
- OMAHA BEACH CAPITAL, LLCExempt Reporting Advisers · CRD # 285065 · FL · ERA - Active
- ORCA CAPITAL, LLCExempt Reporting Advisers · CRD # 305225 · FL · ERA - Active
- ORLANDO FUNERAL ADVISORS LLCExempt Reporting Advisers · CRD # 337214 · FL · ERA - Active
- OSA CAPITAL LLCExempt Reporting Advisers · CRD # 334350 · FL · ERA - Active
- OTT FAMILY HOLDING LLCExempt Reporting Advisers · CRD # 339247 · FL · ERA - Active
- PALM TREE CREW MANAGEMENT, LLCExempt Reporting Advisers · CRD # 321185 · FL · ERA - Active
- PARRISH PRIVATE EQUITY LLCExempt Reporting Advisers · CRD # 342217 · FL · ERA - Active
- PARTHENON ATHENA ADVISORS LLCExempt Reporting Advisers · CRD # 336505 · FL · ERA - Active
- PC OPPORTUNITY FUND ASSET MGR, LLCExempt Reporting Advisers · CRD # 326598 · FL · ERA - Active
- PLURAL CAPITAL, L.L.C.Exempt Reporting Advisers · CRD # 328314 · FL · ERA - Active
- POLYTOPE RESEARCH LLCExempt Reporting Advisers · CRD # 333723 · FL · ERA - Active
- PRESSTIGE GLOBAL VENTURES LLCExempt Reporting Advisers · CRD # 336532 · FL · ERA - Active
- PRIME-STAR ENTERPRISES, LLCExempt Reporting Advisers · CRD # 286605 · FL · ERA - Active