Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- MIDDLE STREET CAPITAL, LLCRegistered Investment Advisers · CRD # 226513 · NH · Approved
- MILESTONE FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 283439 · NH · Approved
- NORTHEAST PLANNING ASSOCIATES, INC.Registered Investment Advisers · CRD # 131406 · NH · Approved
- NORTHSTAR FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 117205 · NH · Approved
- NVEST FINANCIAL, LLCRegistered Investment Advisers · CRD # 128868 · NH · Approved
- OPTION RESEARCH & TECHNOLOGY SERVICES, LLCRegistered Investment Advisers · CRD # 293933 · NH · Approved
- PEAK WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 281036 · NH · Approved
- PHOENIX INTERNATIONAL INVESTMENTS LLCRegistered Investment Advisers · CRD # 170692 · NH · Approved
- PRIME BUCHHOLZ LLCRegistered Investment Advisers · CRD # 106455 · NH · Approved
- ROBBINS FARLEY LLCRegistered Investment Advisers · CRD # 286581 · NH · Approved
- RPWM PARTNERS, LLCRegistered Investment Advisers · CRD # 343846 · NH · 120-Day Approval
- SALTBOX FINANCIAL LLCRegistered Investment Advisers · CRD # 130882 · NH · Approved
- SECURE PLANNING, LLCRegistered Investment Advisers · CRD # 42179 · NH · Approved
- SFM, LLCRegistered Investment Advisers · CRD # 116564 · NH · Approved
- SOONER PRIVATE FINANCIAL LLCRegistered Investment Advisers · CRD # 340648 · NH · 120-Day Approval
- STEELE STREET CAPITAL LLCRegistered Investment Advisers · CRD # 331520 · NH · Approved
- SUMMIT WEALTH GROUP LLCRegistered Investment Advisers · CRD # 282205 · NH · Approved
- THE EIDEARD GROUP, LLCRegistered Investment Advisers · CRD # 139834 · NH · Approved
- THE FOUNDRY FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 116823 · NH · Approved
- THE HARBOR GROUP, INC.Registered Investment Advisers · CRD # 105637 · NH · Approved
- THE LYME TIMBER COMPANY LLCRegistered Investment Advisers · CRD # 171953 · NH · Approved
- THREE BEARINGS FIDUCIARY ADVISORS, INC.Registered Investment Advisers · CRD # 283926 · NH · Approved
- TIDE CYCLE RESOURCES LLCRegistered Investment Advisers · CRD # 330698 · NH · Approved
- VALPEY FINANCIAL SERVICES LLCRegistered Investment Advisers · CRD # 154154 · NH · Approved
- WELLESLEY ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 116176 · NH · Approved
- WENDELL DAVID ASSOCIATES INCRegistered Investment Advisers · CRD # 106664 · NH · Approved
- WHITEGATE INVESTMENT COUNSELORS, INC.Registered Investment Advisers · CRD # 107732 · NH · Approved
- ZOCK ROBERT A & CO INCRegistered Investment Advisers · CRD # 110480 · NH · Approved