Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ALAMAR CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 154413 · CA · Approved
- ALAMO CAPITALRegistered Investment Advisers · CRD # 26193 · CA · Approved
- ALAN D BILLER & ASSOCIATES, INC.Registered Investment Advisers · CRD # 105283 · CA · Approved
- ALBERT INVESTMENTS, LLCRegistered Investment Advisers · CRD # 298006 · CA · Approved
- ALBITZ/MILOE AND ASSOCIATES, INC.Registered Investment Advisers · CRD # 104777 · CA · Approved
- ALBOURNE AMERICA LLCRegistered Investment Advisers · CRD # 126582 · CA · Approved
- ALCOSTA CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 128679 · CA · Approved
- ALDER CAPITAL, LLCRegistered Investment Advisers · CRD # 343367 · CA · 120-Day Approval
- ALESSANDRA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 123305 · CA · Approved
- ALGERT GLOBAL LLCRegistered Investment Advisers · CRD # 125523 · CA · Approved
- ALIGN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 323615 · CA · Approved
- ALIGNE WEALTH PRESERVATION & INSURANCE SERVICES, LLC.Registered Investment Advisers · CRD # 321735 · CA · Approved
- ALLIANCE ADVISORY & SECURITIES, LLCRegistered Investment Advisers · CRD # 18835 · CA · Approved
- ALLOCATE MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 316814 · CA · Approved
- ALLPOINT FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 301028 · CA · Approved
- ALLSTREET CAPITAL LLCRegistered Investment Advisers · CRD # 283564 · CA · Approved
- ALLWORTH FINANCIAL, L.P.Registered Investment Advisers · CRD # 111167 · CA · Approved
- ALMITAS CAPITAL LLCRegistered Investment Advisers · CRD # 166705 · CA · Approved
- ALPHA ANALYTICS INVESTMENT GROUP LLCRegistered Investment Advisers · CRD # 109844 · CA · Approved
- ALPHA SOLUTIONS INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 156541 · CA · Approved
- ALPHA WEALTH MANAGEMENT AND PLANNING LLCRegistered Investment Advisers · CRD # 163917 · CA · Approved
- ALPHACORE CAPITAL LLCRegistered Investment Advisers · CRD # 174346 · CA · Approved
- ALPHAPOINT, INC.Registered Investment Advisers · CRD # 130115 · CA · Approved
- ALPINE MANAGEMENT SERVICES III, LLCRegistered Investment Advisers · CRD # 157255 · CA · Approved
- ALSARI WEALTH MANAGEMENT GLOBAL ADVISORS, LLCRegistered Investment Advisers · CRD # 159094 · CA · Approved
- ALTA PARK CAPITAL, LPRegistered Investment Advisers · CRD # 169422 · CA · Approved
- ALTAMONT CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 160498 · CA · Approved
- ALTAMONT WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 136031 · CA · Approved
- ALTERI WEALTH LLCRegistered Investment Advisers · CRD # 331100 · CA · Approved
- ALTERNATIVE ACCESS FUNDS, LLCRegistered Investment Advisers · CRD # 305210 · CA · Approved
- ALTIMETER CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 160017 · CA · Approved
- ALTOS VENTURES MANAGEMENT, INC.Registered Investment Advisers · CRD # 162777 · CA · Approved
- ALTRUIST ADVISORS LLCRegistered Investment Advisers · CRD # 340784 · CA · Approved
- ALTRUIST LLCRegistered Investment Advisers · CRD # 299398 · CA · Approved
- ALTURA WEALTH ADVISORS INC.Registered Investment Advisers · CRD # 309501 · CA · Approved
- AMARA FINANCIAL, LLCRegistered Investment Advisers · CRD # 308290 · CA · Approved
- AMERICAN ASSETS INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 131660 · CA · Approved
- AMERICAN DISCOVERY INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 301331 · CA · Approved
- AMERICAN FUNDSTARS FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 315860 · CA · Approved
- AMERICAN INFRASTRUCTURE PARTNERS, LLCRegistered Investment Advisers · CRD # 299402 · CA · Approved
- AMERICAN MONEY MANAGEMENT, LLCRegistered Investment Advisers · CRD # 115357 · CA · Approved
- AMERICAN MORTGAGE INVESTMENT PARTNERS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 284231 · CA · Approved
- AMERICAN PACIFIC GROUP, L.P.Registered Investment Advisers · CRD # 306218 · CA · Approved
- AMERICAN REALTY ADVISORS, LLCRegistered Investment Advisers · CRD # 107965 · CA · Approved
- AMI ASSET MANAGEMENT CORPRegistered Investment Advisers · CRD # 110291 · CA · Approved
- AMITY VENTURES, LLCRegistered Investment Advisers · CRD # 290313 · CA · Approved
- AMPERSAND CAPITAL GROUP, L.P.Registered Investment Advisers · CRD # 329612 · CA · Approved
- ANCHOR BAY CAPITAL, INC.Registered Investment Advisers · CRD # 116913 · CA · Approved
- ANCHOR BAY PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 327418 · CA · Approved
- ANCHOR CAPITAL MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 123543 · CA · Approved