Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- RIALTO CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 159998 · FL · Approved
- RICHMOND CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 327060 · FL · Approved
- RINALDI WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 311583 · FL · Approved
- RIVERGLADES FAMILY OFFICES, LLCRegistered Investment Advisers · CRD # 171584 · FL · Approved
- RIVERNORTH CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 122020 · FL · Approved
- RIVERPLACE CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 109079 · FL · Approved
- RIVERTREE ADVISORS, LLCRegistered Investment Advisers · CRD # 168065 · FL · Approved
- RIZVI TRAVERSE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 160733 · FL · Approved
- RK CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 314175 · FL · Approved
- RM ADVISER, LLCRegistered Investment Advisers · CRD # 283877 · FL · Approved
- RM PRIVATE WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 300082 · FL · Approved
- ROBO ADVISOR, INC.Registered Investment Advisers · CRD # 155976 · FL · Approved
- ROGAN & ASSOCIATES, INC.Registered Investment Advisers · CRD # 42762 · FL · Approved
- ROSE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 173054 · FL · Approved
- ROSEMAWR MANAGEMENT LLCRegistered Investment Advisers · CRD # 148984 · FL · Approved
- ROSSBY FINANCIAL, LLCRegistered Investment Advisers · CRD # 324631 · FL · Approved
- ROUND TABLE CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 307065 · FL · Approved
- ROUTE 20 PRIVATE WEALTH INC.Registered Investment Advisers · CRD # 332581 · FL · Approved
- ROYAL FUND MANAGEMENT, LLCRegistered Investment Advisers · CRD # 144434 · FL · Approved
- RUGGIERO INVESTMENTS, INC.Registered Investment Advisers · CRD # 169180 · FL · Approved
- RUTHERFORD ASSET PLANNING, INC.Registered Investment Advisers · CRD # 128036 · FL · Approved
- RVX ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 282804 · FL · Approved
- RWA ADVISORS, LLCRegistered Investment Advisers · CRD # 150120 · FL · Approved
- RWC ASSET ADVISORS (US) LLCRegistered Investment Advisers · CRD # 166517 · FL · Approved
- SAAGA, LLCRegistered Investment Advisers · CRD # 327015 · FL · Approved
- SAFE HARBOR FIDUCIARY, LLCRegistered Investment Advisers · CRD # 169659 · FL · Approved
- SAGACE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 307212 · FL · Approved
- SALTMARSH FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 132248 · FL · Approved
- SANCHEZ WEALTH MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 169274 · FL · Approved
- SANCTUARY ADVISORS, LLCRegistered Investment Advisers · CRD # 226606 · FL · Approved
- SANDERS CAPITAL, LLCRegistered Investment Advisers · CRD # 151480 · FL · Approved
- SANDHILL WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 291649 · FL · Approved
- SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLCRegistered Investment Advisers · CRD # 187519 · FL · Approved
- SARA-BAY FINANCIAL CORP.Registered Investment Advisers · CRD # 133443 · FL · Approved
- SAUL WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 337371 · FL · Approved
- SAWGRASS ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 108831 · FL · Approved
- SCALA CAPITAL LLCRegistered Investment Advisers · CRD # 156165 · FL · Approved
- SCHAFFER & COMPANY ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 138463 · FL · Approved
- SCHORN WEALTH, LLCRegistered Investment Advisers · CRD # 304104 · FL · Approved
- SCHRUM PRIVATE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 312164 · FL · Approved
- SDR INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 108682 · FL · Approved
- SEA HUNTER CAPITAL LLCRegistered Investment Advisers · CRD # 287710 · FL · Approved
- SEAVIEW INVESTMENT MANAGERS LLCRegistered Investment Advisers · CRD # 300155 · FL · Approved
- SECOND HALF FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 163454 · FL · Approved
- SECURE WEALTH, INC.Registered Investment Advisers · CRD # 290572 · FL · Approved
- SECURITIZE CAPITAL LLCRegistered Investment Advisers · CRD # 315859 · FL · Approved
- SEGRA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167306 · FL · Approved
- SEMINARIO ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 339039 · FL · 120-Day Approval
- SEMINOLE ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 148975 · FL · Approved
- SEMUS WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 305758 · FL · Approved