Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- YACKTMAN ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 164420 · TX · Approved
- YAHARA WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 168325 · WI · Approved
- YAKIRA CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 159398 · CT · Approved
- YANDELL INVESTMENTS, LLCRegistered Investment Advisers · CRD # 332642 · FL · Approved
- YANNI & ASSOCIATES INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 142913 · PA · Approved
- YARDLEY WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 134311 · PA · Approved
- YARGER WEALTH STRATEGIES, LLCRegistered Investment Advisers · CRD # 310207 · OH · Approved
- YAUPON CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 298556 · NY · Approved
- YCG, LLCRegistered Investment Advisers · CRD # 145769 · TX · Approved
- YDFS, INC.Registered Investment Advisers · CRD # 128995 · Approved
- YEARWOOD YOUNG ADVISORS LLCRegistered Investment Advisers · CRD # 307719 · NY · Approved
- YELLOW WOOD PARTNERS LLCRegistered Investment Advisers · CRD # 161062 · MA · Approved
- YELLOWSTONE CAPITAL PARTNERS US, LLCRegistered Investment Advisers · CRD # 324681 · FL · Approved
- YESKE BUIE INC.Registered Investment Advisers · CRD # 143234 · VA · Approved
- YHB INVESTMENT ADVISORS INCRegistered Investment Advisers · CRD # 105434 · CT · Approved
- YIELDPOINT, L.P.Registered Investment Advisers · CRD # 311859 · NY · Approved
- YIHENG CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 163812 · CA · Approved
- YIM INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 136984 · HI · Approved
- YODER WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 291826 · CA · Approved
- YOFFE INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 173454 · PA · Approved
- YON DRAKE & ASSOCIATES INCRegistered Investment Advisers · CRD # 111491 · SC · Approved
- YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLCRegistered Investment Advisers · CRD # 140336 · NY · Approved
- YORKTOWN MANAGEMENT AND RESEARCH CO INCRegistered Investment Advisers · CRD # 105083 · VA · Approved
- YORKVILLE ADVISORS GLOBAL, LPRegistered Investment Advisers · CRD # 165390 · NJ · Approved
- YORKVILLE AMERICA EQUITIES, LLCRegistered Investment Advisers · CRD # 336431 · NJ · Approved
- YOSEMITE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 124298 · CA · Approved
- YOSEMITE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 326764 · CA · Approved
- YOSHI ADVISORY LLCRegistered Investment Advisers · CRD # 339574 · CA · 120-Day Approval
- YOUNG RICHARD C & CO LTDRegistered Investment Advisers · CRD # 105866 · RI · Approved
- YOUR ADVOCATES, LTD., LLPRegistered Investment Advisers · CRD # 138612 · TX · Approved
- YOUR FINANCIAL PHARMACIST PLANNING, LLCRegistered Investment Advisers · CRD # 282918 · OH · Approved
- YOUR IA, LLCRegistered Investment Advisers · CRD # 338535 · UT · Approved
- YOUR PRIVATE CLIENT GROUP, INC.Registered Investment Advisers · CRD # 292621 · Approved
- YOUSIF CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 312511 · MI · Approved
- YUCAIPA MASTER MANAGER, LLCRegistered Investment Advisers · CRD # 158216 · CA · Approved
- YUKON PARTNERS MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 159991 · MN · Approved
- YUKON WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 109413 · KS · Approved
- YUNISTONE INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 149728 · IL · Approved