Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- W & S MANAGEMENT SERVICES, INC.Registered Investment Advisers · CRD # 127852 · NY · Approved
- W ADVISORS LLCRegistered Investment Advisers · CRD # 168452 · TN · Approved
- W CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 159408 · NY · Approved
- W. H. REAVES & CO., INC.Registered Investment Advisers · CRD # 3140 · NJ · Approved
- W.E. FAMILY OFFICES, LLCRegistered Investment Advisers · CRD # 109869 · FL · Approved
- W.G.SHAHEEN & ASSOCIATES,LTD.Registered Investment Advisers · CRD # 117307 · NY · Approved
- W&S ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 334683 · OH · Approved
- W&S BROKERAGE SERVICES, INC.Registered Investment Advisers · CRD # 8099 · OH · Approved
- W1M WEALTH MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 132210 · Approved
- W2B, INC.Registered Investment Advisers · CRD # 331220 · Approved
- WABASH CAPITAL, INC.Registered Investment Advisers · CRD # 107932 · IN · Approved
- WACKER & ASSOCIATES, INC.Registered Investment Advisers · CRD # 159879 · MN · Approved
- WACONA CAPITAL, LLCRegistered Investment Advisers · CRD # 331836 · VA · Approved
- WAFD WEALTH, INCRegistered Investment Advisers · CRD # 337346 · WA · Approved
- WAFRA INC.Registered Investment Advisers · CRD # 108673 · NY · Approved
- WAGER WEALTH MANAGEMENT AND FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 285107 · Approved
- WAGNER FINANCIAL, LLCRegistered Investment Advisers · CRD # 318448 · OR · Approved
- WAGNER WEALTH MANAGEMENT, CORP.Registered Investment Advisers · CRD # 324196 · PA · Approved
- WAHED INVEST LLCRegistered Investment Advisers · CRD # 242793 · NY · Approved
- WAINWRIGHT INVESTMENT COUNSEL LLCRegistered Investment Advisers · CRD # 108711 · MA · Approved
- WAKEFIELD ASSET MANAGEMENT, LLLPRegistered Investment Advisers · CRD # 143720 · CO · Approved
- WAKEFIELD WEALTH MANAGEMENT, LLLPRegistered Investment Advisers · CRD # 173997 · CO · Approved
- WALDO.AI, INC.Registered Investment Advisers · CRD # 336723 · CT · Approved
- WALDRON PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 131063 · PA · Approved
- WALK-ON CAPITAL, LLCRegistered Investment Advisers · CRD # 331407 · CA · Approved
- WALKER & DUNLOP INVESTMENT PARTNERS, INC.Registered Investment Advisers · CRD # 165022 · CO · Approved
- WALKER ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 284951 · Approved
- WALKER FINANCIAL ADVISORS, INC. DBA CALIFORNIA 457 BENEFITSRegistered Investment Advisers · CRD # 106268 · CA · Approved
- WALKER FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 145457 · KY · Approved
- WALKNER CONDON FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 160109 · WI · Approved
- WALL CAPITAL GROUP, INC.Registered Investment Advisers · CRD # 105913 · AZ · Approved
- WALL STREET FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 289051 · IL · Approved
- WALL STREET INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 143975 · Approved
- WALLACE ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 281049 · CA · Approved
- WALLACE CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 119174 · TX · Approved
- WALLACE HART LLCRegistered Investment Advisers · CRD # 285981 · KY · Approved
- WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 299595 · IL · Approved
- WALLENDER, TIMOTHY JOSEPHRegistered Investment Advisers · CRD # 138301 · CA · Approved
- WALLER FINANCIAL PLANNING GROUP, INC.Registered Investment Advisers · CRD # 159564 · OH · Approved
- WALLEYE CAPITAL LLCRegistered Investment Advisers · CRD # 161413 · MN · Approved
- WALLEYE PARTNERS LLCRegistered Investment Advisers · CRD # 333435 · WI · Approved
- WALLICK INVESTMENTS, LLCRegistered Investment Advisers · CRD # 162976 · SC · Approved
- WALLINGTON ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 143360 · IN · Approved
- WALLSTREETI.COM LLC.Registered Investment Advisers · CRD # 123567 · NY · Approved
- WALLSTREETX ETFS, INC.Registered Investment Advisers · CRD # 339198 · Approved
- WALNUT GROVE CAPITAL PARTNERS, LPRegistered Investment Advisers · CRD # 300721 · TN · Approved
- WALNUT INVESTMENT SERVICES LLCRegistered Investment Advisers · CRD # 113666 · NY · Approved
- WALNUT LEVEL CAPITAL LLCRegistered Investment Advisers · CRD # 307942 · CO · Approved
- WALNUT PRIVATE EQUITY PARTNERS, LLCRegistered Investment Advisers · CRD # 168840 · NE · Approved
- WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANYRegistered Investment Advisers · CRD # 206518 · FL · Approved