Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- WALDEN CATALYST MANAGEMENT, LLCExempt Reporting Advisers · CRD # 315491 · CA · ERA - Active
- WALK-ON CAPITAL, LLCRegistered Investment Advisers · CRD # 331407 · CA · Approved
- WALKABOUT VENTURES LLCExempt Reporting Advisers · CRD # 304706 · CA · ERA - Active
- WALKER FINANCIAL ADVISORS, INC. DBA CALIFORNIA 457 BENEFITSRegistered Investment Advisers · CRD # 106268 · CA · Approved
- WALLACE ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 281049 · CA · Approved
- WALLENDER, TIMOTHY JOSEPHRegistered Investment Advisers · CRD # 138301 · CA · Approved
- WARD & ASSOCIATESRegistered Investment Advisers · CRD # 107878 · CA · Approved
- WARM SPRINGS ADVISORS INC.Registered Investment Advisers · CRD # 306501 · CA · Approved
- WARREN STREET WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 173447 · CA · Approved
- WATCHFIRE VENTURES, LLCExempt Reporting Advisers · CRD # 309929 · CA · ERA - Active
- WATERTOWER VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 310494 · CA · ERA - Active
- WAVE CAPITAL LLCExempt Reporting Advisers · CRD # 299004 · CA · ERA - Active
- WAVE DIGITAL ASSETS LLCRegistered Investment Advisers · CRD # 305726 · CA · Approved
- WAVERLEY CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 296514 · CA · ERA - Active
- WAVERLEY WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 156023 · CA · Approved
- WCEP MANAGEMENT LLCExempt Reporting Advisers · CRD # 316664 · CA · ERA - Active
- WCM INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 104702 · CA · Approved
- WE ALLIANCE WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 175405 · CA · Approved
- WE FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 298549 · CA · Approved
- WEALTH ANALYTICS PARTNERS, LLCRegistered Investment Advisers · CRD # 140115 · CA · Approved
- WEALTH ARCHITECTS, LLCRegistered Investment Advisers · CRD # 135373 · CA · Approved
- WEALTH COMPASS FINANCIAL, INC.Registered Investment Advisers · CRD # 290139 · CA · Approved
- WEALTH SCRIPT ADVISORS LLCRegistered Investment Advisers · CRD # 334760 · CA · Approved
- WEALTH STRATEGIES GROUPRegistered Investment Advisers · CRD # 326407 · CA · Approved
- WEALTH TEAMS ALLIANCE INC.Registered Investment Advisers · CRD # 168907 · CA · Approved
- WEALTHFRONT ADVISERS LLCRegistered Investment Advisers · CRD # 148456 · CA · Approved
- WEALTHFRONT STRATEGIES LLCRegistered Investment Advisers · CRD # 289148 · CA · Approved
- WEALTHGUARD ADVISORS, INC.Registered Investment Advisers · CRD # 297192 · CA · Approved
- WEALTHLYNK, INC.Registered Investment Advisers · CRD # 327527 · CA · Approved
- WEALTHRISE FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 283764 · CA · Approved
- WEALTHSPIRE RETIREMENT, LLCRegistered Investment Advisers · CRD # 121254 · CA · Approved
- WEALTHSPRING PARTNERS, LLCRegistered Investment Advisers · CRD # 322756 · CA · Approved
- WEALTHVALUES, LLCRegistered Investment Advisers · CRD # 140004 · CA · Approved
- WEATHERLY ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 106935 · CA · Approved
- WEAVER CONSULTING GROUP, LLCRegistered Investment Advisers · CRD # 287895 · CA · Approved
- WEBB INVESTMENT NETWORK MANAGEMENT, LLCExempt Reporting Advisers · CRD # 311579 · CA · ERA - Active
- WEDBUSH FUND ADVISERS, LLCRegistered Investment Advisers · CRD # 334057 · CA · Approved
- WEDBUSH SECURITIES INC.Registered Investment Advisers · CRD # 877 · CA · Approved
- WEDGEWOOD ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 312054 · CA · Approved
- WEFUNDER ADVISORS, LLCExempt Reporting Advisers · CRD # 167803 · CA · ERA - Active
- WEINBERGER ASSET MANAGEMENT, INCRegistered Investment Advisers · CRD # 106176 · CA · Approved
- WELLACRE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 306770 · CA · Approved
- WELTON INVESTMENT PARTNERS LLCRegistered Investment Advisers · CRD # 172452 · CA · Approved
- WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 139237 · CA · Approved
- WERLEMANN SECURITIES LLCRegistered Investment Advisers · CRD # 317777 · CA · Approved
- WESCAP MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 104759 · CA · Approved
- WESPAC ADVISORS SOCAL, LLCRegistered Investment Advisers · CRD # 158413 · CA · Approved
- WESPAC ADVISORS, LLCRegistered Investment Advisers · CRD # 148242 · CA · Approved
- WEST HALL CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 300828 · CA · ERA - Active
- WEST STAR MANAGEMENT LLCExempt Reporting Advisers · CRD # 339799 · CA · ERA - Active