Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- WACONA CAPITAL, LLCRegistered Investment Advisers · CRD # 331836 · VA · Approved
- WASHINGTON HARBOUR PARTNERS LPRegistered Investment Advisers · CRD # 309915 · VA · Approved
- WATCH HILL FINANCIAL INCRegistered Investment Advisers · CRD # 343646 · VA · 120-Day Approval
- WEALTHCARE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 111119 · VA · Approved
- WEALTHCREST FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 130049 · VA · Approved
- WEALTHTRAK CAPITAL MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 160057 · VA · Approved
- WEALTHWAY FINANCIAL ADVISORSRegistered Investment Advisers · CRD # 108824 · VA · Approved
- WELLINGTON CONSULTING SERVICES INCRegistered Investment Advisers · CRD # 105837 · VA · Approved
- WEST FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 137497 · VA · Approved
- WEST TOWER GROUP, LLCRegistered Investment Advisers · CRD # 323520 · VA · Approved
- WESTBOURNE INVESTMENTS, INC.Registered Investment Advisers · CRD # 37499 · VA · Approved
- WILLS FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 334431 · VA · Approved
- WINSTON CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 111450 · VA · Approved