Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- WFM ASIA (HK) LIMITEDRegistered Investment Advisers · CRD # 139184 · Approved
- WGI DM, LLCRegistered Investment Advisers · CRD # 334219 · MA · Approved
- WGS MANAGEMENT SERVICES, INCRegistered Investment Advisers · CRD # 270003 · NY · Approved
- WH CORNERSTONE INVESTMENTS INC.Registered Investment Advisers · CRD # 119725 · MA · Approved
- WHALE ROCK CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 140746 · MA · Approved
- WHALEN WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 311869 · NV · Approved
- WHALEROCK POINT PARTNERS, LLCRegistered Investment Advisers · CRD # 140781 · FL · Approved
- WHARTON BUSINESS GROUP, LLCRegistered Investment Advisers · CRD # 133722 · PA · Approved
- WHARTON MIDMARKET INVESTMENT ADVISORS INC.Registered Investment Advisers · CRD # 301186 · CT · Approved
- WHARTON WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 281348 · PA · Approved
- WHARTON WEALTH PLANNING, LLCRegistered Investment Advisers · CRD # 319716 · NY · Approved
- WHEALTHY EMPOWERMENT NETWORK, LLCRegistered Investment Advisers · CRD # 334271 · Approved
- WHEELER RETIREMENT PLANS LLCRegistered Investment Advisers · CRD # 327889 · MN · Approved
- WHEELHOUSE ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 312806 · MO · Approved
- WHEELS UP WEALTH, INC.Registered Investment Advisers · CRD # 307736 · Approved
- WHELAN FINANCIALRegistered Investment Advisers · CRD # 107227 · CA · Approved
- WHETSTONE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 155414 · KS · Approved
- WHIPPLEWOOD ADVISORS, LLCRegistered Investment Advisers · CRD # 282860 · CO · Approved
- WHIPPOORWILL ASSOCIATES INCRegistered Investment Advisers · CRD # 107497 · NY · Approved
- WHISTLER CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 316528 · TN · Approved
- WHITAKER-MYERS WEALTH MANAGERS, LTD.Registered Investment Advisers · CRD # 286093 · OH · Approved
- WHITCOMB & HESS, INC.Registered Investment Advisers · CRD # 121064 · OH · Approved
- WHITE & COMPANY FINANCIAL PLANNING, INC.Registered Investment Advisers · CRD # 115326 · WA · Approved
- WHITE DEER MANAGEMENT LLCRegistered Investment Advisers · CRD # 161361 · TX · Approved
- WHITE HAT CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 288059 · NY · Approved
- WHITE HAWK WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 341034 · CO · Approved
- WHITE KNIGHT STRATEGIC WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 302098 · NJ · Approved
- WHITE LIGHTHOUSE INVESTMENT MANAGEMENT S.A.R.L.Registered Investment Advisers · CRD # 172284 · Approved
- WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 108030 · Approved
- WHITE OAK FINANCIAL MANAGEMENT, INCRegistered Investment Advisers · CRD # 142615 · NC · Approved
- WHITE OAK GLOBAL ADVISORS, LLCRegistered Investment Advisers · CRD # 149659 · CA · Approved
- WHITE OAK PARTNERS INVESTMENT ADVISOR, LLCRegistered Investment Advisers · CRD # 157766 · OH · Approved
- WHITE OAKS INVESTMENT MANAGEMENT, INCRegistered Investment Advisers · CRD # 170016 · FL · Approved
- WHITE OAKS WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 173522 · MN · Approved
- WHITE PINE CAPITAL LLCRegistered Investment Advisers · CRD # 108417 · MN · Approved
- WHITE PINE INVESTMENT COMPANYRegistered Investment Advisers · CRD # 111556 · MI · Approved
- WHITE ROCK CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 114877 · TX · Approved
- WHITE ROCK OIL & GAS HOLDINGS, LLCRegistered Investment Advisers · CRD # 165255 · TX · Approved
- WHITE ROCK RESOURCES HOLDINGS, LLCRegistered Investment Advisers · CRD # 332560 · TX · Approved
- WHITE SAND WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 304614 · MO · Approved
- WHITE WING WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 226524 · TX · Approved
- WHITE WOLF CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 311816 · FL · Approved
- WHITEBARK INVESTORS LPRegistered Investment Advisers · CRD # 331803 · NV · Approved
- WHITEBOX ADVISORS LLCRegistered Investment Advisers · CRD # 121995 · MN · Approved
- WHITEFORT CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 288534 · NY · Approved
- WHITEGATE INVESTMENT COUNSELORS, INC.Registered Investment Advisers · CRD # 107732 · NH · Approved
- WHITEHAVEN ASSET MANAGEMENT, LPRegistered Investment Advisers · CRD # 170531 · CT · Approved
- WHITEHAWK CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 307669 · Approved
- WHITENER CAPITAL MANAGEMENT, INCRegistered Investment Advisers · CRD # 106865 · NC · Approved
- WHITESTAR ADVISORS, LLCRegistered Investment Advisers · CRD # 124627 · FL · Approved